Scott A. Kamin

VANGUARD MARKETING

Malvern, PA 19355

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CRD#: 4242290

Professional summary

Scott Andrew Kamin is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2016. Scott has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Andrew Kamin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2000 - Present

VANGUARD MARKETING CORPORATION

Office #1: 100 Vanguard Blvd, Malvern, PA 19355

CRD#: 7452

Malvern, PA

Past

October 21, 2016 - December 31, 2024

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(9/13/2000)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/1/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VANGUARD MARKETING CORPORATION

VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: , 8-21570

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

5951 Luckett Court Suite A1, El Paso, TX 79932-1882

Phone number

(610) 669-1000

Established

Pennsylvania since 04/21/1977

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THE VANGUARD GROUP, INC.	PARENT COMPANY
BENCHENER, MATTHEW JOHN	CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE	5569805
BENDL, JOHN WESLEY	DIRECTOR, SENIOR VICE PRESIDENT	6931980
BISORDI, JOHN	DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL	7526828
BOATENG, AMMA ACHEAMPOMAA	DIRECTOR, SENIOR VICE PRESIDENT	4677078
BRANCATO, MATTHEW CLARK	DIRECTOR, VICE PRESIDENT	6220380
JAMES, JOHN MARK	DIRECTOR, SENIOR VICE PRESIDENT	5594356
PANTALONE, SALVATORE L JR	PRINCIPAL FINANCIAL OFFICER	2887373
PETTY, DAVID	VICE PRESIDENT	5684895
STEWART, MARC CHRISTOPHER	CHIEF COMPLIANCE OFFICER	2688699
TRETTER, MATTHEW ANTHONY	PRINCIPAL OPERATIONS OFFICER	5956530

Disclosures

Regulatory Event	47
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott A. Kamin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Andrew Kamin's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2016

Series 63

Date: 9/12/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2003

Series 6

Date: 9/1/2000

Series 24

Date: 2/27/2017

FINRA

Current Firm

VANGUARD MARKETING CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VANGUARD MARKETING CORPORATION

TRUST BUT VERIFY

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