Irwin W. Silverberg
Professional summary
Irwin Warren Silverberg is a registered financial advisor currently at SILVERBERG BERNSTEIN CAPITAL MANAGEMENT located in Armonk, New York and BEECH HILL SECURITIES, INC. located in New York, New York.
Irwin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1967. Irwin has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 16, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Irwin Warren Silverberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2023 - Present
SILVERBERG BERNSTEIN CAPITAL MANAGEMENT
Office #1: 4 Miller Circle, Armonk, NY 10504July 21, 2023 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 Third Avenue 16th Floor, New York, NY 10022August 17, 2021 - August 10, 2023
COWEN AND COMPANY
July 15, 2021 - August 10, 2023
COWEN PRIME ADVISORS LLC
February 14, 2021 - March 14, 2011
COWEN PRIME SERVICES LLC
June 6, 2018 - March 14, 2011
COWEN PRIME SERVICES LLC
March 7, 2018 - March 14, 2011
COWEN PRIME SERVICES LLC
February 26, 2018 - March 14, 2011
COWEN PRIME SERVICES LLC
February 14, 2018 - March 14, 2011
COWEN PRIME SERVICES LLC
February 13, 2018 - March 14, 2011
COWEN PRIME SERVICES LLC
January 5, 2012 - February 10, 2022
COWEN PRIME SERVICES LLC
February 25, 1991 - January 5, 2012
BURNHAM SECURITIES INC.
April 1, 1980 - March 4, 1991
SILBERBERG, ROSENTHAL & CO.
May 31, 1977 - April 30, 1980
CIBC WORLD MARKETS CORP.
April 7, 1967 - June 23, 1977
LOEB, RHOADES & CO. INC.
Primary Firm SEC Registration
SILVERBERG BERNSTEIN CAPITAL MANAGEMENT
CRD#: 327151 / SEC#: 801-128290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(9/18/2023)
(7/18/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/3/1961
Registered Representative ExaminationSeries 40
Date: 2/7/1972
Registered Principal ExaminationFINRA
Current Firm
SILVERBERG BERNSTEIN CAPITAL MANAGEMENT
CRD#: 327151 / SEC#: 801-128290
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 173,400,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
