Leon R. Naccarato
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
SIMI VALLEY, CA
Some features on this profile are disabled
CRD#: 4238494
Professional summary
Leon Ramon Naccarato is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Simi Valley, California and FIDELITY BROKERAGE SERVICES LLC located in Thousand Oaks, California.
Leon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Leon has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
I have been with Fidelity for over 22 years and have worked with clients and families like yours. I have a true passion for wealth planning, and executing a plan that makes sense for you and your family. I have helped my clients develop, implement, and maintain financial plans despite challenging markets. I believe that a comprehensive plan needs to incorporate the entire family, in order to best understand the goals and aspirations of the individuals and the family.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-97464|OrgNmn:Park Sorrento HOA Calabasas|Org Addr:calabasas,California,US|OBA Nature:HOA for Park Sorrento Communit|Invst Rel:N|Title:Vice President|Duties:VP for HOA Board|StrtDt:03-15-23|TotHrs/mon:2|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Leon Ramon Naccarato's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Utah
Bachelor of Business Studies (BBS) - Business Administration
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807RIA
CRD#: 104555
SIMI VALLEY, CA
Current
August 23, 2000 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 111 South Westlake Blvd #103, Thousand Oaks, CA 91362BD
CRD#: 7784
Thousand Oaks, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SIMI VALLEY, CA
Past
May 26, 2004 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
THOUSAND OAKS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2022)
RR
California(10/4/2000)
IAR
California(3/31/2025)
RR
Colorado(11/16/2020)
RR
Florida(11/16/2020)
RR
Hawaii(11/23/2021)
RR
Iowa(11/10/2022)
RR
Massachusetts(2/21/2023)
RR
Nevada(10/4/2000)
RR
New Mexico(6/4/2021)
RR
New York(3/8/2023)
RR
Oregon(4/4/2025)
RR
Pennsylvania(11/16/2020)
RR
Rhode Island(1/6/2025)
RR
South Carolina(2/10/2025)
RR
Tennessee(4/4/2025)
RR
Texas(11/16/2020)
IAR
Texas(3/31/2025)
RR
Washington(11/16/2020)
RR
Wisconsin(8/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Simi Valley, CATRUST BUT VERIFY
Monitor Leon Naccarato
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
