RK
Ryan J. Kolzow
UNITED CAPITAL MANAGEMENT OF KANSAS
Salina, KS 67401
Some features on this profile are disabled
CRD#: 4238358
RK
Professional summary
Ryan Jay Kolzow is a registered financial advisor currently at UNITED CAPITAL MANAGEMENT OF KANSAS, INC. located in Salina, Kansas and STONEX SECURITIES INC. located in Salina, Kansas.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Ryan has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) UNITED CAPITAL MANAGEMENT OF KS, INC. D/B/A Investment Related: Yes Business Position: CONSULTANT & Minority Owner Business Duties: CONSULTANT & Minority Owner Business Start Date: 01/01/2004 2) SALINA SPIKES BASEBALL Founder, Coach and Tournament Director Investment Related: No Business Description: Founder, Coach and Tournament Director Business Start Date: 04/01/2007 3) Koplottschambusch, LLC - 1937 E. Tina Way, Salina, KS 67401 Nature of Business: This is an LLC that will eventually hold commercial real estate. Investment Related: No Business Position: Member Business Duties: I'm just a member of the LLC. Business Start Date: 08/08/2023 Zero hours spent on this OBA monthly. 4) United Capital Insurance - 227 N. Santa Fe - Salina, KS 67401 Nature of Business: It's the same insurance agency we have had for years, and I have disclosed as an insurance producer. However, I am now 5% owner of this company. Investment Related: No Business Position: Minority Owner Business Duties: I don't have much to do with this company and rarely write insurance through it. However, I am now becoming 5% owner. Business Start Date: 03/13/2024 Zero hours spent on this OBA monthly.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Jay Kolzow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2012 - Present
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
Office #1: 227 North Santa Fe, Salina, KS 67401RIA
CRD#: 157755
Salina, KS
Current
January 22, 2004 - Present
STONEX SECURITIES INC.
Office #1: 227 N. Santa Fe, Salina, KS 67401BD
CRD#: 18456
Salina, KS
Past
February 4, 2005 - September 9, 2015
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
September 21, 2000 - December 31, 2003
WADDELL & REED
RIA
CRD#: 866
SALINA, KS
Past
August 17, 2000 - December 31, 2003
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/24/2022)
RR
Arizona(2/7/2020)
RR
Arkansas(12/15/2020)
RR
California(10/30/2020)
RR
Colorado(11/15/2016)
RR
Florida(6/1/2020)
RR
Georgia(10/16/2018)
RR
Idaho(4/1/2019)
RR
Illinois(9/20/2018)
RR
Indiana(9/6/2018)
RR
Iowa(6/21/2017)
RR
Kansas(1/22/2004)
IAR
Kansas(1/20/2012)
RR
Maryland(2/27/2020)
RR
Michigan(4/29/2021)
RR
Minnesota(1/10/2019)
RR
Mississippi(2/10/2025)
RR
Missouri(9/15/2017)
RR
Montana(1/3/2023)
RR
Nebraska(9/15/2017)
RR
New Mexico(9/29/2017)
RR
North Carolina(9/29/2020)
RR
North Dakota(8/29/2019)
RR
Ohio(8/21/2018)
RR
Oklahoma(4/28/2016)
RR
Pennsylvania(1/3/2022)
RR
South Carolina(11/16/2016)
RR
South Dakota(11/16/2020)
RR
Texas(6/8/2017)
RR
Utah(1/3/2022)
RR
Virginia(11/16/2020)
RR
Washington(12/15/2020)
RR
Wisconsin(12/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
227 North Santa Fe, Salina, KS 67401
Mailing Address
Phone number
(785) 823-7900
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,837 |
| AUM (Assets Under Management) | $ 669,663,839 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
