Michael D. Schuster
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Grand Island, NE 68801
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CRD#: 4234217
Professional summary
Michael Dennis Schuster, AIF®, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Grand Island, Nebraska and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Grand Island, Nebraska.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RIVERSIDE GOLF CLUB, 2820 Riverside Dr, Grand Island NE 68801, 02/2021, President, Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MONTH 0 HR/MONTH TRADING 2) HHC HOLDINGS LLC, 3008 W Stolley Park Rd, Suite 1, Grand Island NE 68801, 06/2017, OWNER, REAL ESTATE, NIR, 0 HR/MONTH 0 HR/MONTH TRADING 3) SCHUSTER ANDERSON WEALTH ADVISORS, 3008 West Stolley Park Road, Suite 1, Grand Island NE 68801, 05/2017, CEO, DBA, NIR, 20 HR/MONTH 2 HR/MONTH TRADING 4) SCHUSTER WEALTH MANAGEMENT, 13971 South Locust, Doniphan NE 68832, 01/2014, CEO, MANAGEMENT COMPANY, NIR, 10 HR/MONTH 2 HR/MONTH TRADING 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 6) SCHUSTER ANDERSON WEALTH ADVISORS, 3008 W. Stolley Park, Grand Island NE, INSURANCE AGENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10/HR MO, 5/HR/MO TRADING 7) STRATEGICALLY ALIGNED WEALTH PARTNERS / 3008 W Stolley Park Road, Suite 1, Grand Island NE 68801 / 01/2023 / PRESIDENT, OWNER OF PARENT COMPANY / NIR / 10 HR/MO 2 HR TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dennis Schuster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
November 5, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3008 West Stolley Park Rd. Ste. 1, Grand Island, NE 68801Office #2: 9900 Nicholas St. Ste. 175, Omaha, NE 68114Office #3: 2727 W 2nd Street, Suite 205, Hastings, NE 68901RIA
CRD#: 134139
Grand Island, NE
Current
November 5, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3008 West Stolley Park Rd. Ste. 1, Grand Island, NE 68801Office #2: 9900 Nicholas St. Ste. 175, Omaha, NE 68114BD
CRD#: 39543
Grand Island, NE
Past
October 10, 2013 - November 10, 2021
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Grand Island, NE
Past
October 7, 2013 - November 10, 2021
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Grand Island, NE
Past
January 3, 2011 - October 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
VALENTINE, NE
Past
January 3, 2011 - October 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
VALENTINE, NE
Past
November 21, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
GRAND ISLAND, NE
Past
October 19, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
GRAND ISLAND, NE
Past
October 20, 2000 - October 8, 2001
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/5/2021)
RR
Arizona(11/5/2021)
RR
Arkansas(11/5/2021)
RR
California(11/5/2021)
RR
Colorado(11/5/2021)
RR
Florida(11/5/2021)
RR
Georgia(11/5/2021)
RR
Idaho(11/5/2021)
RR
Illinois(11/5/2021)
RR
Indiana(5/24/2022)
RR
Iowa(11/5/2021)
RR
Kansas(11/5/2021)
RR
Kentucky(11/5/2021)
RR
Michigan(11/5/2021)
RR
Minnesota(11/5/2021)
RR
Mississippi(10/23/2023)
RR
Missouri(11/5/2021)
RR
Montana(11/5/2021)
RR
Nebraska(11/5/2021)
IAR
Nebraska(11/10/2021)
RR
Nevada(11/5/2021)
RR
New Mexico(1/2/2024)
RR
New York(1/9/2024)
RR
North Carolina(11/5/2021)
RR
Ohio(10/23/2023)
RR
Oklahoma(11/5/2021)
RR
Oregon(11/5/2021)
RR
Pennsylvania(11/11/2022)
RR
South Carolina(11/5/2021)
RR
South Dakota(11/5/2021)
RR
Texas(11/5/2021)
IAR
Texas(11/5/2021)
RR
Virginia(1/2/2024)
RR
Washington(11/5/2021)
RR
Wisconsin(11/5/2021)
RR
Wyoming(11/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
