Craig A. Vaughan
Professional summary
Craig Alphonso Vaughan, who also goes by Craig A. Vaughan, is a registered financial professional currently at PGP CAPITAL ADVISORS, LLC located in Los Angeles, California.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2000. Craig has worked at 5 firms and has passed the Series 63, Series 62, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Alphonso Vaughan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2024 - Present
PGP CAPITAL ADVISORS, LLC
Office #1: 865 S. Figueroa Street Suite 1330, Los Angeles, CA 90017September 19, 2017 - May 19, 2022
ARC GROUP SECURITIES LLC
January 8, 2014 - August 31, 2015
INDEPENDENT INVESTMENT BANKERS, CORP.
October 19, 2011 - December 11, 2013
STILLPOINT CAPITAL, LLC
September 7, 2000 - February 27, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2025)
Exams
Series 62
Date: 7/11/2024
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 7/11/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PGP CAPITAL ADVISORS, LLC
CRD#: 128797 / SEC#: , 8-66180
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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