Michael E. Howey

CETERA INVESTMENT ADVISERS LLC

Wichita, KS 67202

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CRD#: 4233433

Professional summary

Michael E Howey, who also goes by Michael Edward Howey, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wichita, Kansas and CETERA INVESTMENT SERVICES LLC located in Wichita, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Edward Howey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MODELING FOR ADVERTISING THROUGH GREGORY AGENCY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E Howey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2021 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 257 North Broadway, Wichita, KS 67202

RIA

CRD#: 105644

Wichita, KS

Current

May 20, 2021 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 257 N. Broadway, Wichita, KS 67202Office #2: 1901 Baltimore Ave Ste 201, Kansas City, MO 64108

CRD#: 15340

Wichita, KS

Past

October 16, 2020 - January 28, 2021

V WEALTH ADVISORS LLC

RIA

CRD#: 153278

WICHITA, KS

Past

October 7, 2020 - March 3, 2021

LPL FINANCIAL LLC

CRD#: 6413

WICHITA, KS

Past

January 2, 2020 - September 25, 2020

FBL WEALTH MANAGEMENT, LLC

RIA

CRD#: 291396

West Des Moines, IA

Past

January 2, 2020 - September 25, 2020

FBL MARKETING SERVICES, LLC

CRD#: 5309

Wichita, KS

Past

January 22, 2016 - December 17, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WICHITA, KS

Past

January 1, 2016 - December 17, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WICHITA, KS

Past

March 19, 2015 - November 5, 2015

SIGNATOR INVESTORS, INC.

CRD#: 468

WICHITA, KS

Past

May 12, 2014 - February 11, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

WICHITA, KS

Past

July 26, 2000 - April 27, 2001

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(9/23/2025)

California
(1/2/2024)

Colorado
(1/2/2024)

Florida
(7/23/2025)

Georgia
(9/3/2025)

Illinois
(5/12/2023)

Kansas
(5/20/2021)

IAR

Kansas
(5/20/2021)

Missouri
(1/2/2024)

Nebraska
(8/16/2024)

Oklahoma
(3/17/2023)

Pennsylvania
(8/13/2025)

Texas
(6/3/2025)

IAR

Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/8/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael E. Howey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael E Howey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

V WEALTH ADVISORS LLC

LPL FINANCIAL LLC

FBL WEALTH MANAGEMENT, LLC

FBL MARKETING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SIGNATOR INVESTORS, INC.

NYLIFE SECURITIES LLC

STATE FARM VP MANAGEMENT CORP.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2016

Series 63

Date: 11/8/2014

SIE

Date: 10/1/2018

Series 7

Date: 12/29/2015

Series 6

Date: 5/10/2014

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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