AB
Andrew J. Bronneck
NATIONAL FINANCIAL SERVICES LLC
DURHAM, NC 27709
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CRD#: 4232648
AB
Professional summary
Andrew John Bronneck, who also goes by Andrew Bronneck, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Durham, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Andrew Bronneck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew John Bronneck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2012 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709BD
CRD#: 13041
DURHAM, NC
Current
March 4, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709BD
CRD#: 7784
Durham, NC
Current
January 3, 2024 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 100 New Milennium Way, Durham, NC 27709BD
CRD#: 17507
Durham, NC
Past
April 3, 2006 - April 21, 2010
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
August 10, 2004 - March 2, 2006
NF CLEARING, INC.
BD
CRD#: 14285
PHILADELPHIA, PA
Past
March 4, 2003 - July 23, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
June 30, 2001 - September 25, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
BD
CRD#: 36807
JERSEY CITY, NJ
Past
November 29, 2000 - June 30, 2001
ICAPITAL MARKETS LLC
BD
CRD#: 5209
OMAHA, NE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/24/2025)
RR
Alaska(7/24/2025)
RR
Arizona(7/24/2025)
RR
Arkansas(7/24/2025)
RR
California(7/24/2025)
RR
Colorado(7/24/2025)
RR
Connecticut(7/24/2025)
RR
Delaware(7/24/2025)
RR
District of Columbia(7/24/2025)
RR
Florida(7/24/2025)
RR
Georgia(7/24/2025)
RR
Hawaii(7/24/2025)
RR
Idaho(7/24/2025)
RR
Illinois(7/24/2025)
RR
Indiana(7/24/2025)
RR
Iowa(7/24/2025)
RR
Kansas(7/24/2025)
RR
Kentucky(7/24/2025)
RR
Louisiana(7/24/2025)
RR
Maine(7/24/2025)
RR
Maryland(7/24/2025)
RR
Massachusetts(4/4/2024)
RR
Michigan(7/24/2025)
RR
Minnesota(7/24/2025)
RR
Mississippi(7/24/2025)
RR
Missouri(7/24/2025)
RR
Montana(7/24/2025)
RR
Nebraska(7/24/2025)
RR
New Hampshire(7/24/2025)
RR
New Jersey(7/24/2025)
RR
New Mexico(7/24/2025)
RR
New York(4/4/2024)
RR
North Carolina(12/6/2024)
RR
North Dakota(7/24/2025)
RR
Ohio(7/24/2025)
RR
Oklahoma(7/24/2025)
RR
Oregon(7/24/2025)
RR
Pennsylvania(7/24/2025)
RR
Puerto Rico(7/24/2025)
RR
Rhode Island(7/24/2025)
RR
South Carolina(7/24/2025)
RR
South Dakota(7/24/2025)
RR
Tennessee(7/24/2025)
RR
Texas(7/24/2025)
RR
Utah(7/24/2025)
RR
Vermont(7/24/2025)
RR
Virginia(7/24/2025)
RR
Washington(7/24/2025)
RR
West Virginia(7/24/2025)
RR
Wisconsin(7/24/2025)
RR
Wyoming(7/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
FD
FIDELITY DISTRIBUTORS COMPANY LLC
FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY
CRD#: 17507 / SEC#: , 8-35097
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262
Phone number
(800) 237-8132
Established
Delaware since 01/01/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 |
| ADAMS, ROBERT | COO | 1291582 |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY DISTRIBUTORS COMPANY LLC
CRD#: 17507Durham, NC 27709TRUST BUT VERIFY
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