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DR

Darren G. Rough

FALLS BRIDGE SECURITIES
BRYN MAWR, PA 19010
Some features on this profile are disabled
CRD#: 4232156
DR

Professional summary

Darren G Rough is a registered financial professional currently at FALLS BRIDGE SECURITIES, LLC located in Bryn Mawr, Pennsylvania.

Darren is registered as a RR (Registered Representative) and started their career in finance in 2000. Darren has worked at 3 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren G Rough's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2020 - Present

FALLS BRIDGE SECURITIES, LLC

Office #1: 32 N Bryn Mawr Ave Suite 200, Bryn Mawr, PA 19010
BD
CRD#: 299526
BRYN MAWR, PA
Past

October 9, 2007 - November 18, 2008

MARINER GROUP CAPITAL MARKETS, LLC

BD
CRD#: 25878
BOSTON, MA
Past

March 14, 2005 - May 17, 2005

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 7, 2000 - July 11, 2003

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 9/1/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FB
FALLS BRIDGE SECURITIES, LLC
FALLS BRIDGE SECURITIES, LLC

CRD#: 299526 / SEC#: , 8-70247

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
32 N Bryn Mawr Ave Suite 200, Bryn Mawr, PA 19010
Mailing Address
32 N Bryn Mawr Ave Suite 200, Bryn Mawr, PA 19010
Phone number
(646) 787-1406
Established
Pennsylvania since 09/24/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FALLS BRIDGE CAPITAL PARTNERS, INC.SOLE MEMBER
CURRIE, PATRICK COLMANPRINCIPAL4998977
KIRWAN, MICHAEL JOHNPRESIDENT/CCO4263096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FALLS BRIDGE SECURITIES, LLC

CRD#: 299526Bryn Mawr, PA 19010

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