Ruben E. Lerner
Professional summary
Ruben Efraim Lerner, who also goes by Ruben Lerner, is a registered financial professional currently at INSIGNEO SECURITIES, LLC located in New York, New York.
Ruben is registered as a RR (Registered Representative) and started their career in finance in 2000. Ruben has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ruben Efraim Lerner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2025 - Present
INSIGNEO SECURITIES, LLC
Office #1: 410 Park Avenue, Suite 420, New York, NY 10022August 31, 2017 - January 30, 2018
BOLTON SECURITIES CORPORATION
August 31, 2017 - July 10, 2025
BOLTON GLOBAL CAPITAL
July 12, 2010 - June 12, 2012
MORGAN STANLEY
June 1, 2009 - September 3, 2009
MORGAN STANLEY
June 1, 2009 - August 29, 2017
MORGAN STANLEY
October 31, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 21, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 18, 2002 - July 31, 2008
CITIGROUP GLOBAL MARKETS INC.
September 22, 2000 - December 17, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2025)
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Exams
FINRA
Current Firm
INSIGNEO SECURITIES, LLC
CRD#: 29249 / SEC#: , 8-44166
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO FINANCIAL GROUP LLC | MEMBER - CLASS A | |
| INSIGNEO PUERTO RICO PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| INSIGNEO SECURITIES PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| ARANA LANDAETA, MARIELA CECILIA | HEAD OF CLIENT EXPERIENCE | 4830220 |
| ARNETT, GEORGE WASHINGTON III | GENERAL COUNSEL AND DIRECTOR | 1057806 |
| AVERETT, MICHAEL ROBERT | CHIEF REVENUE OFFICER | 5311774 |
| CANINO QUINONES, LIZMARI | HEAD OF SALES SUPERVISION | 6007866 |
| CAULFIELD, JUSTIN PAUL SR | CHIEF COMPLIANCE OFFICER | 5699024 |
| CEDENO, CLAUDIA | BSA | AML OFFICER | 5235772 |
| CHUANG, ERIC C | REGULATORY AFFAIRS OFFICER | 3215724 |
| EFFIO, TAMARIND | BUSINESS DEVELOPMENT OFFICER | 7255243 |
| HENRIQUEZ, RAUL JR | CHAIRMAN OF THE BOARD | 1647412 |
| NUNEZ, FRANCISCO | DIRECTOR | 8017439 |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIESGO, AHMED | CHIEF INVESTMENT OFFICER | 5020318 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF ACCOUNTING OFFICER / PRINCIPAL FINANCIAL OFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | 4498023 |
| WATSON, CHRISTIAN PIERCE | HEAD OF TRADING | 4917370 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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