Chad W. Kutney
Professional summary
Chad William Kutney is a registered financial professional currently at RUFFER LLC located in New York, New York.
Chad is registered as a RR (Registered Representative) and started their career in finance in 2000. Chad has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad William Kutney's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2023 - Present
RUFFER LLC
Office #1: 300 Park Avenue Suite 1710, New York, NY 10022Office #2: 300 Park Avenue Suite 1710, New York, NY 10022July 1, 2014 - July 1, 2022
FORESIDE FUND SERVICES, LLC
May 10, 2013 - June 19, 2014
GOLDMAN SACHS & CO. LLC
September 20, 2007 - November 10, 2010
GOLDMAN SACHS & CO. LLC
March 1, 2001 - May 14, 2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 4, 2000 - October 19, 2000
IDS LIFE INSURANCE COMPANY
August 4, 2000 - October 19, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2023)
(3/16/2023)
(6/21/2023)
(3/15/2023)
(3/29/2023)
(2/15/2023)
(3/29/2023)
(3/10/2023)
(10/6/2023)
(3/10/2023)
(3/20/2023)
(5/31/2023)
(4/21/2023)
(8/24/2023)
(4/18/2023)
(3/31/2023)
(3/17/2023)
(5/30/2023)
(8/8/2023)
(3/7/2023)
(6/22/2023)
(3/14/2023)
(6/14/2023)
(3/17/2023)
(5/9/2023)
(3/24/2023)
(3/3/2023)
(5/10/2023)
(3/20/2023)
(7/10/2023)
Exams
Series 99TO
Date: 2/14/2023
Operations Professional ExaminationSeries 55
Date: 4/12/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
RUFFER LLC
CRD#: 322523 / SEC#: , 8-70952
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUFFER IH LIMITED | MEMBER | |
| BRANT, DAVID ROBERT | FINOP, POO, PFO | 2718478 |
| GIMPEL, BRUCE PAUL | MEMBER OF BOARD OF DIRECTORS | 2682838 |
| KUTNEY, CHAD WILLIAM | APPOINTED MANAGER, MEMBER BOARD OF DIRECTORS, DIRECTOR - US INSTITUTIONAL | 4229844 |
| MEIGH, ALEXANDER DONALD | CCO AND AMLCO | 6758162 |
| MOUNTAIN, SIMON OLIVER | MEMBER OF BOARD OF DIRECTORS | 7770385 |
Red Flags
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