Wesley G. Seagraves
Professional summary
Wesley Graham Seagraves, who also goes by Graham Seagraves, is a registered financial professional currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina.
Wesley is registered as a RR (Registered Representative) and started their career in finance in 2000. Wesley has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wesley Graham Seagraves's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2024 - Present
BARINGS SECURITIES LLC
Office #1: 300 S. Tryon Street Suite 2500, Charlotte, NC 28202June 15, 2016 - October 16, 2024
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
January 1, 2008 - June 15, 2016
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
January 25, 2007 - January 1, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
April 17, 2006 - January 25, 2007
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
April 1, 2003 - March 28, 2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 2, 2002 - March 18, 2003
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
August 8, 2000 - December 31, 2002
ORBITEX FUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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