Cara Elaine Pellicano
Professional Summary
Cara Elaine Pellicano, who also goes by Cara Elaine Pellicano, Cara Pellicano Sviokla, is a registered financial advisor currently at CLEARINGBID MARKETS, INC. located in Rye, New York. Cara is registered as a RR (Registered Representative) and started their career in finance in 2000. Cara has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cara Elaine Pellicano, Cara Pellicano Sviokla
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
CLEARINGBID MARKETS, INC.
Contact Information
Main Address
411 Theodore Fremd Ave Suite 206, Rye, NY 10850Mailing Address
411 Theodore Fremd Ave Suite 3c, Rye, NY 10580Phone Number
(212) 752-1700Established
Delaware since 03/20/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/13/2024)
(11/13/2024)
(11/13/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Sep 2018About the Series 79 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2000About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Cara Elaine Pellicano's CRS (Customer Relationship Summary).
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