Brian J. Lombardi
Professional summary
Brian Joseph Lombardi is a registered financial professional currently at SUTTER SECURITIES INCORPORATED located in Boca Raton, Florida and BOUSTEAD SECURITIES, LLC located in Irvine, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Lombardi's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2023 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 2500 N. Military Trail Suite 306, Boca Raton, FL 33431October 5, 2023 - Present
BOUSTEAD SECURITIES, LLC
Office #1: 6 Venture Suite 395, Irvine, CA 92618February 15, 2019 - August 28, 2023
I-BANKERS DIRECT, LLC
December 22, 2014 - February 22, 2019
AEGIS CAPITAL CORP.
September 18, 2009 - January 13, 2015
IAA FINANCIAL LLC
October 4, 2004 - October 2, 2009
GUNNALLEN FINANCIAL, INC
January 9, 2004 - October 13, 2004
LH ROSS & COMPANY, INC.
May 22, 2003 - January 21, 2004
CONTINENTAL BROKER-DEALER CORP.
August 29, 2002 - June 18, 2003
GUNNALLEN FINANCIAL, INC
April 26, 2002 - October 28, 2002
KIMBERLY SECURITIES, INC.
February 21, 2001 - May 15, 2002
SEABOARD SECURITIES, INC.
October 5, 2000 - March 21, 2001
MORGAN WILSHIRE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
BOUSTEAD SECURITIES, LLC
CRD#: 141391Boca Raton, FL 33431TRUST BUT VERIFY
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