Brian Joseph Lombardi
Professional Summary
Brian Joseph Lombardi is a registered financial advisor currently at SUTTER SECURITIES INCORPORATED located in Boca Raton, Florida and BOUSTEAD SECURITIES, LLC located in Irvine, California. Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Years of Experience
26 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Current Firm
BOUSTEAD SECURITIES, LLC | MONARCH BAY SECURITIES, LLC | MONARCH BAY ASSOCIATES, LLC
Contact Information
Main Address
6 Venture Suite 395, Irvine, CA 92618Mailing Address
6 Venture Suite 395, Irvine, CA 92618Phone Number
(949) 295-1580Established
California since 04/19/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
2Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
(9/5/2023)
(9/20/2023)
(9/18/2023)
(9/20/2023)
(9/1/2023)
(9/18/2023)
(9/19/2023)
(9/27/2023)
(9/18/2023)
(9/5/2023)
(9/5/2023)
(9/11/2023)
(9/19/2023)
(9/1/2023)
(9/18/2023)
(9/18/2023)
(9/20/2023)
(9/19/2023)
(9/22/2023)
(9/1/2023)
(9/19/2023)
(9/18/2023)
(9/6/2023)
(8/31/2023)
(9/19/2023)
(8/31/2023)
(10/5/2023)
(10/3/2023)
(9/20/2023)
(9/19/2023)
(9/23/2023)
(8/31/2023)
(9/1/2023)
(9/19/2023)
(9/3/2023)
(9/1/2023)
(9/1/2023)
(9/19/2023)
(7/28/2025)
(8/31/2023)
(8/31/2023)
(9/1/2023)
(9/18/2023)
(9/18/2023)
(8/31/2023)
(9/20/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Lombardi's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
