Donald F. Pawluk
Professional summary
Donald Francis Pawluk, who also goes by Don Pawluk, Donald Pawluk, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Donald has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donald Francis Pawluk's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777August 30, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777October 16, 2018 - December 31, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
April 13, 2016 - July 30, 2018
NORTHERN LIGHTS DISTRIBUTORS, LLC
July 14, 2015 - March 23, 2016
SCOTTRADE, INC.
June 23, 2014 - October 21, 2014
STATE FARM VP MANAGEMENT CORP.
May 27, 2004 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
April 8, 2004 - January 13, 2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 2, 2002 - March 23, 2004
UBS ASSET MANAGEMENT (US) INC.
July 17, 2000 - June 7, 2002
BNY MELLON SECURITIES CORPORATION
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2022)
(3/18/2024)
(2/16/2024)
(4/22/2024)
(1/24/2025)
(11/15/2024)
(9/22/2022)
(9/14/2022)
(9/20/2022)
(2/16/2024)
(9/20/2022)
(4/3/2025)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
