Brian C. Sponheimer
Professional summary
Brian C Sponheimer, who also goes by Brian C Sponhemer, is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 87, Series 86, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian C Sponheimer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2020 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435May 22, 2008 - December 31, 2019
G.RESEARCH, LLC
November 8, 2001 - May 15, 2006
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2020)
(4/1/2020)
(4/1/2020)
(4/1/2020)
(4/1/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/22/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
G.DISTRIBUTORS, LLC
CRD#: 155071 / SEC#: , 8-68697
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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