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RL

Raymond Lee

SAGETRADER
Englewood, NJ 07631
Some features on this profile are disabled
CRD#: 4223006
RL

Professional summary

Raymond Lee is a registered financial professional currently at SAGETRADER, LLC located in Englewood, New Jersey.

Raymond is registered as a RR (Registered Representative) and started their career in finance in 2005. Raymond has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2024 - Present

SAGETRADER, LLC

Office #1: 282 Grand Avenue Suite #2, Englewood, NJ 07631
BD
CRD#: 137862
Englewood, NJ
Past

August 14, 2020 - October 14, 2022

PRECISION SECURITIES, LLC

BD
CRD#: 103976
DEL MAR, CA
Past

August 14, 2020 - May 8, 2024

CLEAR STREET LLC

BD
CRD#: 288933
NEW YORK, NY
Past

August 8, 2013 - September 1, 2020

SAGETRADER, LLC

BD
CRD#: 137862
SAN FRANCISCO, CA
Past

August 3, 2012 - July 16, 2013

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
NEW YORK, NY
Past

February 23, 2010 - December 5, 2011

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

June 21, 2006 - February 22, 2010

NEWEDGE USA, LLC

BD
CRD#: 36118
NEW YORK, NY
Past

September 21, 2005 - May 16, 2006

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

August 17, 2005 - September 8, 2005

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/23/2025)
RR
Alaska
(5/8/2025)
RR
Arizona
(5/20/2025)
RR
Arkansas
(3/17/2025)
RR
California
(5/16/2024)
RR
Colorado
(3/11/2025)
RR
Connecticut
(2/24/2025)
RR
Delaware
(4/9/2025)
RR
District of Columbia
(3/11/2025)
RR
Florida
(5/16/2024)
RR
Georgia
(2/14/2025)
RR
Hawaii
(3/11/2025)
RR
Idaho
(4/29/2025)
RR
Illinois
(5/16/2024)
RR
Iowa
(4/25/2025)
RR
Kansas
(4/25/2025)
RR
Kentucky
(4/10/2025)
RR
Louisiana
(4/7/2025)
RR
Maine
(4/22/2025)
RR
Maryland
(5/22/2025)
RR
Massachusetts
(5/16/2024)
RR
Michigan
(4/10/2025)
RR
Minnesota
(4/23/2025)
RR
Mississippi
(4/30/2025)
RR
Montana
(8/6/2025)
RR
Nebraska
(5/16/2025)
RR
Nevada
(12/3/2024)
RR
New Hampshire
(6/24/2025)
RR
New Jersey
(5/16/2024)
RR
New Mexico
(4/25/2025)
RR
New York
(5/16/2024)
RR
North Carolina
(2/20/2025)
RR
Ohio
(2/27/2025)
RR
Oklahoma
(4/25/2025)
RR
Oregon
(4/16/2025)
RR
Pennsylvania
(5/16/2024)
RR
Puerto Rico
(4/2/2025)
RR
Rhode Island
(4/3/2025)
RR
South Carolina
(4/16/2025)
RR
South Dakota
(5/7/2025)
RR
Tennessee
(3/27/2025)
RR
Texas
(5/16/2024)
RR
Utah
(4/25/2025)
RR
Virgin Islands
(5/12/2025)
RR
Virginia
(3/8/2025)
RR
Washington
(4/7/2025)
RR
West Virginia
(5/21/2025)
RR
Wisconsin
(5/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/11/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/21/2006
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/2005
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SL
SAGETRADER, LLC
BRIDGE INVESTMENT ADVISORS LLC | VT BROKERS, LLC | SAGETRADER, LLC

CRD#: 137862 / SEC#: , 8-67169

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
282 Grand Avenue Suite #2, Englewood, NJ 07631
Mailing Address
282 Grand Avenue Suite #2, Englewood, NJ 07631
Phone number
(646) 837-0050
Established
Delaware since 09/29/2003
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BOGERT INVESTMENTS LLCSOLE MEMBER
FORSYTHE, MICHAEL FRANCISCEO2772933
PETERS, ROBERT WILLIAMFINOP1704577
STIPANICH, RYAN CHARLESCHIEF COMPLIANCE OFFICER5053220

Disclosures

Regulatory Event16

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAGETRADER, LLC

CRD#: 137862Englewood, NJ 07631

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