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NV

Nina Venkatesh

PCA CAPITAL SECURITIES
Great Neck, NY 11021
Some features on this profile are disabled
CRD#: 4222608
NV

Professional summary

Nina Venkatesh is a registered financial professional currently at PCA CAPITAL SECURITIES, LLC located in Great Neck, New York.

Nina is registered as a RR (Registered Representative) and started their career in finance in 2001. Nina has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nina Venkatesh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2014 - Present

PCA CAPITAL SECURITIES, LLC

Office #1: 15 Grosvenor Place, Great Neck, NY 11021Office #2: 900 Walt Whitman Rd. Suite 309, Melville, NY 11747
BD
CRD#: 132654
Great Neck, NY
Past

June 9, 2005 - February 3, 2012

PCA CAPITAL SECURITIES, LLC

BD
CRD#: 132654
NEW YORK, NY
Past

May 21, 2004 - March 4, 2005

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

December 10, 2001 - May 28, 2004

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/7/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PCA CAPITAL SECURITIES, LLC
HALYARD SECURITIES, LLC | PCA CAPITAL SECURITIES, LLC

CRD#: 132654 / SEC#: , 8-66614

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
900 Walt Whitman Rd. Suite 309, Melville, NY 11747
Mailing Address
900 Walt Whitman Rd. Suite 309, Melville, NY 11747
Phone number
(212) 476-9300
Established
Delaware since 06/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KESSELMAN, TODDCHIEF COMPLIANCE OFFICER2897424
KESSELMAN, TODDMANAGING MEMBER2897424
LAVERSA, GINA MARIEMANAGING MEMBER2372647
THOMPSON, STEPHEN PETERFINOP6584092

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PCA CAPITAL SECURITIES, LLC

CRD#: 132654Great Neck, NY 11021

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