Karen Mcguire Murphy
Professional Summary
Karen Mcguire Murphy, who also goes by Karen Lindsay Mcguire, Karen Lindsay Murphy, is a registered financial advisor currently at G.DISTRIBUTORS, LLC located in Rye, New York. Karen is registered as a RR (Registered Representative) and started their career in finance in 2002. Karen has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karen Lindsay Mcguire, Karen Lindsay Murphy
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC
Contact Information
Main Address
One Corporate Center, Rye, NY 10580-1435Mailing Address
One Corporate Center, Rye, NY 10580-1435Phone Number
(914) 921-5000Established
Delaware since 08/10/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/28/2011)
(7/28/2011)
(9/22/2016)
(9/22/2016)
(7/28/2011)
(7/29/2011)
(7/28/2011)
(7/28/2011)
(1/3/2024)
(7/28/2011)
(7/6/2022)
(10/12/2015)
(7/28/2011)
(7/28/2011)
(7/28/2011)
(7/28/2011)
(11/19/2015)
(9/27/2016)
(4/17/2023)
(7/29/2011)
(7/28/2011)
(7/28/2011)
(7/28/2011)
(1/3/2024)
(10/30/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Karen Mcguire Murphy's CRS (Customer Relationship Summary).
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