Nancy T. Gerstner
Professional summary
Nancy Tassiello Gerstner, who also goes by Nancy Tassiello, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Austin, Texas.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 2000. Nancy has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nancy Tassiello Gerstner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2008 - Present
FRANKLIN DISTRIBUTORS, LLC
May 27, 2005 - July 14, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 15, 2003 - May 12, 2005
TOWER SQUARE SECURITIES, INC.
July 4, 2003 - September 15, 2003
EQUITABLE ADVISORS, LLC
July 3, 2000 - September 21, 2000
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2014)
(1/2/2014)
(9/21/2012)
(9/21/2012)
(1/4/2021)
(1/4/2016)
(1/17/2024)
(7/16/2008)
(1/4/2016)
(1/17/2024)
(7/16/2008)
(9/21/2012)
(1/17/2024)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
