Nicole Kelly

VALLEY FORGE INVESTMENT CONSULTANTS

Audubon, PA 19403

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CRD#: 4214949

Professional summary

Nicole Kelly, AIF®, who also goes by Nicole Semeria, is a registered financial advisor currently at VALLEY FORGE INVESTMENT CONSULTANTS, INC. located in Audubon, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Audubon, Pennsylvania.

Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Nicole has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicole Semeria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)VALLEY FORGE FINANCIAL GROUP; 2500 Monroe Blvd, Ste 100, Audubon PA 19403; M Financial Group Member Firm Affiliation; Investment-related; Investment Advisor; Independent investment advisor for retirement plan and wealth management clients; 1/17/2018; 160 hours per month; 140 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 28, 2018 - Present

VALLEY FORGE INVESTMENT CONSULTANTS, INC.

Office #1: 2500 Monroe Blvd. Suite 100, Audubon, PA 19403

RIA

CRD#: 123898

Audubon, PA

Current

January 23, 2018 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 2500 Monroe Blvd. Ste. 100, Audubon, PA 19403

RIA

CRD#: 43285

Audubon, PA

Past

January 28, 2015 - November 22, 2017

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

May 21, 2012 - January 28, 2015

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BIRDSBORO, PA

Past

March 7, 2011 - May 21, 2012

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

CONSHOHOCKEN, PA

Past

January 3, 2011 - March 10, 2011

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CONSHOHOCKEN, PA

Past

May 27, 2004 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

CONSHOHOCKEN, PA

Past

October 4, 2001 - April 16, 2004

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY FORGE INVESTMENT CONSULTANTS, INC.

PENN LIBERTY BANK | VALLEY FORGE INVESTMENT CONSULTANTS, INC. | VALLEY FORGE FINANCIAL GROUP

CRD#: 123898 / SEC#: 801-107519

RIA

Registered Investment Advisory firm - (3/30/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/22/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(1/23/2018)

IAR

Pennsylvania
(3/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/3/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VALLEY FORGE INVESTMENT CONSULTANTS, INC.

PENN LIBERTY BANK | VALLEY FORGE INVESTMENT CONSULTANTS, INC. | VALLEY FORGE FINANCIAL GROUP

CRD#: 123898 / SEC#: 801-107519

RIA

Registered Investment Advisory firm - (3/30/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/22/2016 Terminated)

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Contact information

Main Address

2500 Monroe Blvd. Suite 100, Audubon, PA 19403

Mailing Address

Phone number

(610) 783-6650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,111
AUM (Assets Under Management)	$ 2,838,109,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicole Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Primary Firm SEC Registration

VALLEY FORGE INVESTMENT CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2018

Series 63

Date: 11/20/2001

SIE

Date: 10/1/2018

Series 6

Date: 10/3/2001

FINRA

Current Firm

VALLEY FORGE INVESTMENT CONSULTANTS, INC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY FORGE INVESTMENT CONSULTANTS, INC.

TRUST BUT VERIFY

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