David L. Hatch
Professional summary
David Lloyd Hatch is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in Charlotte, North Carolina.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Lloyd Hatch's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2024 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 201 South Tryon St. Suite 925, Charlotte, NC 28202October 3, 2022 - May 3, 2024
WILLIAM BLAIR
July 17, 2013 - July 7, 2022
PIPER SANDLER & CO.
January 27, 2011 - July 18, 2013
EDGEVIEW CAPITAL SECURITIES, LLC
January 4, 2008 - April 6, 2010
FIRST CITIZENS CAPITAL SECURITIES, LLC
August 30, 2007 - December 31, 2007
EVP SECURITIES, LLC
July 24, 2000 - July 29, 2002
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2024)
(4/30/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
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