Jackie Lee
Professional summary
Jackie Lee, who also goes by Yueh-ying Lee, is a registered financial professional currently at FIRSTRADE SECURITIES INC. located in Flushing, New York.
Jackie is registered as a RR (Registered Representative) and started their career in finance in 2000. Jackie has worked at 1 firm and has passed the Series 99TO, SIE, Series 7, Series 11, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jackie Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2004 - Present
FIRSTRADE SECURITIES INC.
Office #1: 30-50 Whitestone Expressway Suite A301, Flushing, NY 11354July 13, 2000 - February 25, 2002
FIRSTRADE SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 11
Date: 7/12/2000
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
FIRSTRADE SECURITIES INC.
CRD#: 16843 / SEC#: , 8-34642
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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