Sarah E. Schiavoni

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

PHILADELPHIA, PA 19103-7098

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CRD#: 4211994

Professional summary

Sarah Elizabeth Schiavoni, CFP®, who also goes by Sarah Elizabeth Schiavoni, Sarah Elizabeth Sullivan, Sarah Schiavoni Sullivan, is a registered financial advisor currently at MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST located in Philadelphia, Pennsylvania and DELAWARE DISTRIBUTORS, L.P. located in Philadelphia, Pennsylvania.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Sarah has worked at 9 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Elizabeth Schiavoni | Sarah Elizabeth Sullivan | Sarah Schiavoni Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wondercorn LLC, non investment related; selling products for Moms - bumper stickers, notepads; and apparel; Co-owner; 02/2021; approx.10 hours per month, weekends and evenings; network will help other women at challenging stages in their lives, while bringing humor and recognition

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Elizabeth Schiavoni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

April 20, 2020 - Present

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Office #1: 2005 Market Street, Philadelphia, PA 19103-7098

RIA

CRD#: 105390

PHILADELPHIA, PA

Current

January 29, 2018 - Present

DELAWARE DISTRIBUTORS, L.P.

Office #1: 610 Market St 100 Independence, Philadelphia, PA 19106

CRD#: 14232

Philadelphia, PA

Past

January 29, 2018 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

June 14, 2017 - January 24, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

West Newbury, MA

Past

July 29, 2010 - December 31, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

West Newbury, MA

Past

July 29, 2010 - January 24, 2018

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

February 27, 2008 - June 30, 2009

SEASCAPE CAPITAL MANAGEMENT,LLC

RIA

CRD#: 126928

NORTH HAMPTON, NH

Past

February 27, 2008 - June 30, 2009

ENVOY SECURITIES, LLC

CRD#: 132719

COLORADO SPRINGS, CO

Past

April 26, 2005 - January 23, 2008

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

April 22, 2002 - April 20, 2005

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

August 23, 2000 - April 18, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390 / SEC#: 801-32108

RIA

Registered Investment Advisory firm - (5/31/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(1/29/2018)

Massachusetts
(1/29/2018)

IAR

Massachusetts
(4/20/2020)

New Hampshire
(1/29/2018)

Pennsylvania
(1/29/2018)

IAR

Pennsylvania
(4/20/2020)

Rhode Island
(12/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/18/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/21/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

CRD#: 105390 / SEC#: 801-32108

RIA

Registered Investment Advisory firm - (5/31/1988 Approved)

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Contact information

Main Address

610 Market Street, Philadelphia, PA 19106

Mailing Address

Phone number

(215) 255-2300

Established

Firm type

Fiscal year end

# of Employees

598

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST FORM ADV-PART 2A BROCHURE (6/27/2025)

Regulatory assets under management

Total Number of Accounts	317
AUM (Assets Under Management)	$ 164,320,917,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sarah E. Schiavoni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Elizabeth Schiavoni's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELAWARE DISTRIBUTORS, L.P.

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SEASCAPE CAPITAL MANAGEMENT,LLC

ENVOY SECURITIES, LLC

NATIXIS DISTRIBUTION, LLC

EATON VANCE DISTRIBUTORS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2000

SIE

Date: 10/1/2018

Series 31

Date: 9/18/2000

Series 7

Date: 8/21/2000

Series 24

Date: 3/17/2007

FINRA

Current Firm

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

TRUST BUT VERIFY

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