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RM

Raymond Samuel Mandra

CRD# 4211682·Registered 2002 - 2020
Previously Registered: Being a previously registered professional could mean that Raymond is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Raymond Samuel Mandra was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 2002 - 2020. Raymond had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years registered in the securities industry

Current & Past Employments

Past

PLUS VENTURE PARTNERS, LLCPast·CRD# 299033
BD
Marina Del Rey, CA
August 7, 2019 - January 2, 2020
AMERIVET SECURITIES, INC.Past·CRD# 34786
BD
New York, NY
May 18, 2018 - August 1, 2019
ALLIANCEBERNSTEIN INVESTMENTS, INC.Past·CRD# 14549
BD
Nashville, TN
January 14, 2013 - May 24, 2016
FRANKLIN DISTRIBUTORS, LLCPast·CRD# 109064
BD
New York, NY
February 7, 2012 - December 20, 2012
ALLIANCEBERNSTEIN INVESTMENTS, INC.Past·CRD# 14549
BD
Nashville, TN
May 13, 2008 - January 26, 2012
BNY MELLON SECURITIES CORPORATIONPast·CRD# 231
BD
Uniondale, NY
June 27, 2002 - April 30, 2008
MBSC, LLCPast·CRD# 42430
BD
Uniondale, NY
June 10, 2003 - October 17, 2006

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Current Firm

PV
PLUS VENTURE PARTNERS, LLC

PLUS CAPITAL | PLUS VENTURE PARTNERS, LLC

CRD#: 299033 / SEC#: 8-70226
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

1729 Abbot Kinney Blvd, Venice, CA 90291

Mailing Address

578 Washington Blvd 1700, Marina Del Rey, CA 90292

Phone Number

(310) 577-6700

Established

Delaware since 09/24/2018

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PLUS VENTURES, LLC100% OWNER—
LEB, NICOLE LYNNCHIEF COMPLIANCE OFFICER5958519
LILLING, ADAM DOUGLASCEO/MANAGING DIRECTOR6190161
PETERS, ROBERT WILLIAMFINOP1704577

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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