Raymond S. Mandra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Samuel Mandra was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 2002. Raymond had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2019 - January 2, 2020
PLUS VENTURE PARTNERS, LLC
May 18, 2018 - August 1, 2019
AMERIVET SECURITIES, INC.
January 14, 2013 - May 24, 2016
ALLIANCEBERNSTEIN INVESTMENTS, INC.
February 7, 2012 - December 20, 2012
FRANKLIN DISTRIBUTORS, LLC
May 13, 2008 - January 26, 2012
ALLIANCEBERNSTEIN INVESTMENTS, INC.
June 10, 2003 - October 17, 2006
MBSC, LLC
June 27, 2002 - April 30, 2008
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLUS VENTURE PARTNERS, LLC
CRD#: 299033 / SEC#: , 8-70226
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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