Tami L. West
Professional summary
Tami Lynn West, who also goes by Tami Ball, Tami Lynn Ball, is a registered financial professional currently at LUMENT SECURITIES, LLC located in Columbus, Ohio.
Tami is registered as a RR (Registered Representative) and started their career in finance in 2000. Tami has worked at 8 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tami Lynn West's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2019 - Present
LUMENT SECURITIES, LLC
Office #1: 10 West Broad Street 8th Floor, Columbus, OH 43215July 19, 2013 - April 26, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
July 18, 2013 - April 26, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
July 23, 2010 - June 11, 2013
MSI FINANCIAL SERVICES, INC.
July 1, 2010 - June 11, 2013
MSI FINANCIAL SERVICES, INC.
February 19, 2009 - June 15, 2010
CHASE INVESTMENT SERVICES CORP.
February 18, 2009 - June 15, 2010
CHASE INVESTMENT SERVICES CORP.
August 1, 2008 - February 24, 2009
NATIONWIDE SECURITIES, LLC
December 14, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
November 21, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
November 21, 2007 - February 24, 2009
NATIONWIDE SECURITIES, LLC
July 25, 2006 - October 24, 2007
OSAIC WEALTH, INC.
July 6, 2000 - August 2, 2000
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
LUMENT SECURITIES, LLC
CRD#: 14840 / SEC#: , 8-31175
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | SHAREHOLDER | |
| CROFT, JAMES FRANCIS | CHAIRMAN, BOARD OF MANAGERS | 2148025 |
| KIRKWOOD, ROBERT THOMAS | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS | 6025468 |
| MAINELLI, KEVIN JOSEPH | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | 1751991 |
| SMITH, MARY AGNES | CHIEF FINANCIAL OFFICER AND FINOP | 2498307 |
Red Flags
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