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TW

Tami L. West

LUMENT SECURITIES
Columbus, OH 43215
Some features on this profile are disabled
CRD#: 4209335
TW

Professional summary

Tami Lynn West, who also goes by Tami Ball, Tami Lynn Ball, is a registered financial professional currently at LUMENT SECURITIES, LLC located in Columbus, Ohio and HILCO CORPORATE FINANCE, LLC located in Chicago, Illinois.

Tami is registered as a RR (Registered Representative) and started their career in finance in 2000. Tami has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 53, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tami Ball | Tami Lynn Ball

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tami Lynn West's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2019 - Present

LUMENT SECURITIES, LLC

Office #1: 10 West Broad Street 8th Floor, Columbus, OH 43215
BD
CRD#: 14840
Columbus, OH
Current

January 5, 2026 - Present

HILCO CORPORATE FINANCE, LLC

Office #1: 401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
BD
CRD#: 282060
CHICAGO, IL
Past

July 19, 2013 - April 26, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

July 18, 2013 - April 26, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
MINNEAPOLIS, MN
Past

July 23, 2010 - June 11, 2013

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
DUBLIN, OH
Past

July 1, 2010 - June 11, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
DUBLIN, OH
Past

February 19, 2009 - June 15, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
COLUMBUS, OH
Past

February 18, 2009 - June 15, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
COLUMBUS, OH
Past

August 1, 2008 - February 24, 2009

NATIONWIDE SECURITIES, LLC

RIA
CRD#: 11173
COLUMBUS, OH
Past

December 14, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA
CRD#: 4082
NEWARK, DE
Past

November 21, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

November 21, 2007 - February 24, 2009

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

July 25, 2006 - October 24, 2007

OSAIC WEALTH, INC.

BD
CRD#: 23131
COLUMBUS, OH
Past

July 6, 2000 - August 2, 2000

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(12/8/2025)
RR
Illinois
(1/5/2026)
RR
Ohio
(4/30/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/30/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/5/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/1/2009
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 51
Date: 10/8/2007
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/12/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HILCO CORPORATE FINANCE, LLC
HILCO CORPORATE FINANCE, LLC

CRD#: 282060 / SEC#: , 8-69699

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Mailing Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Phone number
(847) 504-3270
Established
Delaware since 03/09/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HILCO VALUATION SERVICES, LLCMEMBER
HOPKINS, THOMAS JOHNFINOP1835087
KAUP, ERIC WARDSECRETARY AND GENERAL COUNSEL6584047
STRATTON, TERICEO4379087
WEST, TAMI LYNNCCO, AMLCO4209335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILCO CORPORATE FINANCE, LLC

CRD#: 282060Columbus, OH 43215

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