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Tami Lynn West

LUMENT SECURITIES
COLUMBUS, OH
·CRD# 4209335·26 years experience

Professional Summary

Tami Lynn West, who also goes by Tami Ball, Tami Lynn Ball, is a registered financial advisor currently at LUMENT SECURITIES, LLC located in Columbus, Ohio and HILCO CORPORATE FINANCE, LLC located in Chicago, Illinois. Tami is registered as a RR (Registered Representative) and started their career in finance in 2000. Tami has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 53, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tami Ball, Tami Lynn Ball

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

LUMENT SECURITIES, LLC·CRD# 14840
BD
10 West Broad Street 8th Floor, Columbus, OH 43215
April 30, 2019 - Present
HILCO CORPORATE FINANCE, LLC·CRD# 282060
BD
333 W Wacker Suite 2250, Chicago, IL 60606
January 5, 2026 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
July 19, 2013 - April 26, 2019
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Minneapolis, MN
July 18, 2013 - April 26, 2019
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Dublin, OH
July 23, 2010 - June 11, 2013
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Dublin, OH
July 1, 2010 - June 11, 2013
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Columbus, OH
February 19, 2009 - June 15, 2010
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
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Columbus, OH
February 18, 2009 - June 15, 2010
NATIONWIDE SECURITIES, LLC·CRD# 11173
RIA
Columbus, OH
August 1, 2008 - February 24, 2009
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
RIA
Newark, DE
December 14, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
Newark, DE
November 21, 2007 - August 1, 2008
NATIONWIDE SECURITIES, LLC·CRD# 11173
BD
Columbus, OH
November 21, 2007 - February 24, 2009
OSAIC WEALTH, INC.·CRD# 23131
BD
Columbus, OH
July 25, 2006 - October 24, 2007
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
July 6, 2000 - August 2, 2000

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Current Firm

HC
HILCO CORPORATE FINANCE, LLC

HILCO CORPORATE FINANCE, LLC

CRD#: 282060 / SEC#: 8-69699
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

333 W Wacker Suite 2250, Chicago, IL 60606

Mailing Address

333 W Wacker Suite 2250, Chicago, IL 60606

Phone Number

(847) 504-3270

Established

Delaware since 03/09/2015

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HILCO VALUATION SERVICES, LLCMEMBER—
HOPKINS, THOMAS JOHNFINOP1835087
STRATTON, TERICEO4379087
TOMARAS, THEODOROSCHIEF OPERATING OFFICER8259455
WEST, TAMI LYNNCCO, AMLCO4209335

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
District of Columbia
(12/8/2025)
RR
Illinois
(1/5/2026)
RR
Indiana
(6/30/2026)
RR
Massachusetts
(6/24/2026)
RR
New Hampshire
(7/8/2026)
RR
New York
(4/27/2026)
RR
Ohio
(4/30/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2006About the Series 66 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2006About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2000About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2009About the Series 53 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Oct 2007About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Oct 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Tami Lynn West's CRS (Customer Relationship Summary).

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