MK
Matthew L. Klasnick
FRANKLIN DISTRIBUTORS
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 4209046
MK
Professional summary
Matthew Lawrence Klasnick, who also goes by Matt Klasnick, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matt Klasnick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Officer; Recalculating Happiness, LLC; Investment Related: No; Littleton, Co; This is my wife's coaching business. I am listed as an officer.; I do nothing with this business and I am not responsible for any duties with this firm.; 2/16/18; 2) Co-Owner; Lampe Klasnick, LLC; Investment Related: No; 11771 Elk Head Range Rd, Littleton, CO; This is a rental property co-owned with my father-in-law as an LLC; No responsibility, property is managed by other family members.; 3/31/14; 3) CEO; Heart to Heights, LLC DBA Matt Klasnick Business and Life Coaching; Investment Related: No; Life and Business Coaching; Coaching and running of business; 6/01/2021;
CRS (Client Relationship Summary) - BD
Click below to view Matthew Lawrence Klasnick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902BD
CRD#: 109064
Stamford, CT
Past
April 15, 2024 - August 20, 2024
LONE PEAK ADVISERS
RIA
CRD#: 296772
Littleton, CO
Past
April 5, 2024 - August 20, 2024
TRANSITIONAL BROKER LLC
BD
CRD#: 304313
DRAPER, UT
Past
March 18, 2010 - May 17, 2017
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
PRINCETON, NJ
Past
March 18, 2010 - May 17, 2017
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
PRINCETON, NJ
Past
August 11, 2006 - May 4, 2009
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
December 15, 2005 - August 10, 2006
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
December 1, 2005 - May 4, 2009
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
SAN MATEO, CA
Past
June 9, 2005 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
STAMFORD, CT
Past
December 2, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
December 2, 2003 - May 14, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
June 14, 2000 - December 2, 2003
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/4/2024)
RR
Alaska(9/4/2024)
RR
Arizona(9/4/2024)
RR
Arkansas(9/4/2024)
RR
California(9/4/2024)
RR
Colorado(9/4/2024)
RR
Connecticut(9/4/2024)
RR
Delaware(9/4/2024)
RR
District of Columbia(9/4/2024)
RR
Florida(9/4/2024)
RR
Georgia(9/4/2024)
RR
Hawaii(9/4/2024)
RR
Idaho(9/4/2024)
RR
Illinois(9/4/2024)
RR
Indiana(9/4/2024)
RR
Iowa(9/4/2024)
RR
Kansas(9/4/2024)
RR
Kentucky(9/4/2024)
RR
Louisiana(9/4/2024)
RR
Maine(9/4/2024)
RR
Maryland(9/4/2024)
RR
Massachusetts(9/4/2024)
RR
Michigan(9/4/2024)
RR
Minnesota(9/4/2024)
RR
Mississippi(9/4/2024)
RR
Missouri(9/4/2024)
RR
Montana(9/4/2024)
RR
Nebraska(9/4/2024)
RR
Nevada(9/4/2024)
RR
New Hampshire(9/4/2024)
RR
New Jersey(9/4/2024)
RR
New Mexico(9/4/2024)
RR
New York(9/4/2024)
RR
North Carolina(9/4/2024)
RR
North Dakota(9/4/2024)
RR
Ohio(9/4/2024)
RR
Oklahoma(9/4/2024)
RR
Oregon(9/4/2024)
RR
Pennsylvania(9/4/2024)
RR
Puerto Rico(1/2/2025)
RR
Rhode Island(9/4/2024)
RR
South Carolina(9/4/2024)
RR
South Dakota(9/4/2024)
RR
Tennessee(9/4/2024)
RR
Texas(9/4/2024)
RR
Utah(9/4/2024)
RR
Vermont(9/4/2024)
RR
Virgin Islands(1/2/2025)
RR
Virginia(9/4/2024)
RR
Washington(9/4/2024)
RR
West Virginia(9/4/2024)
RR
Wisconsin(9/4/2024)
RR
Wyoming(9/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/5/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
CRD#: 109064 / SEC#: , 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
