Kim M. Cassano
Professional summary
Kim Margo Cassano, who also goes by Kim Margo Decampos, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Charlotte, North Carolina.
Kim is registered as a RR (Registered Representative) and started their career in finance in 2000. Kim has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kim Margo Cassano's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2017 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 11225 North Community House Road, Charlotte, NC 28277-2706June 30, 2016 - July 8, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
May 19, 2015 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
November 25, 2014 - April 9, 2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
November 30, 2012 - October 22, 2014
FINANCIAL TELESIS INC
November 16, 2012 - October 22, 2014
FINANCIAL TELESIS INC
February 9, 2009 - April 21, 2009
GLOBAL PORTFOLIO STRATEGIES, INC.
December 6, 2004 - December 6, 2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 20, 2000 - December 3, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
September 26, 2000 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2017)
(2/1/2017)
(2/6/2017)
(2/1/2017)
(1/19/2018)
(4/1/2022)
(2/1/2017)
(2/1/2017)
Exams
FINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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