Stanley A. Shaw

RANCE KING SECURITIES

Long Beach, CA 90803-6104

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CRD#: 420641

Professional summary

Stanley Allen Shaw is a registered financial professional currently at RANCE KING SECURITIES CORP. located in Long Beach, California.

Stanley is registered as a RR (Registered Representative) and started their career in finance in 1973. Stanley has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stanley Allen Shaw's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2014 - Present

RANCE KING SECURITIES CORP.

Office #1: 3737 E. Broadway, Long Beach, CA 90803-6104

CRD#: 15737

Long Beach, CA

Past

May 26, 2006 - October 16, 2014

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

OCEANSIDE, CA

Past

May 31, 2002 - May 26, 2006

CENTAURUS FINANCIAL, INC.

CRD#: 30833

LAGUNA HILLS, CA

Past

November 16, 1998 - June 11, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

May 26, 1998 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

CRD#: 21986

CARLSBAD, CA

Past

August 18, 1994 - May 20, 1998

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

Past

July 2, 1986 - August 3, 1994

NEWPORT CAPITAL CORPORATION

CRD#: 17787

NEWPORT BEACH, CA

Past

December 9, 1983 - July 7, 1986

LPL FINANCIAL LLC

CRD#: 6413

Past

April 22, 1974 - January 6, 1984

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

Past

April 6, 1973 - May 26, 1974

INTERNATIONAL SECURITIES CORP.

CRD#: 430

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/7/2020)

Exams

State Security Law Exam

Series 63

Date: 1/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 4/2/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RANCE KING SECURITIES CORP.

R.K. SECURITIES | RANCE KING SECURITIES CORP.

CRD#: 15737 / SEC#: , 8-31539

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

3737 E. Broadway, Long Beach, CA 90803-6104

Mailing Address

3737 E. Broadway, Long Beach, CA 90803-6104

Phone number

(562) 240-1000

Established

California since 06/29/1984

Firm type

Corporation

Fiscal year end

January

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KING, WILLIAM RANCE JR	PRESIDENT(CEO)CFO/TREASURER	1309811
FREEBORN, JOHN WILLIAM	DIRECTOR OF BROKER DEALER	1260874
GRIFFITH, DAVID MICHAEL	COUNSEL/CCO/POO	1586738
KING, STEVEN SCOTT	VICE-PRESIDENT- OFFICER	3081854
RANCE KING SECURITIES CORP.	VICE-PRESIDENT	15737

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Stanley A. Shaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stanley Allen Shaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

CENTAURUS FINANCIAL, INC.

SENTRA SECURITIES CORPORATION

UNITED PACIFIC SECURITIES, INC.

BMA FINANCIAL SERVICES, INC.

NEWPORT CAPITAL CORPORATION

LPL FINANCIAL LLC

CROWN CAPITAL SECURITIES, L.P.

INTERNATIONAL SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/2000

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 4/2/1973

Series 24

Date: 1/31/1986

FINRA

Current Firm

RANCE KING SECURITIES CORP.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RANCE KING SECURITIES CORP.

TRUST BUT VERIFY

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