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CRD#: 15737
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

RANCE KING SECURITIES CORP. is located at 3737 E. Broadway, Long Beach, CA 90803-6104 and was first established at Los Angeles, California in 06/29/1984. After operating for 42 years, RANCE KING SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RANCE KING SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. RANCE KING SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RANCE KING SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RANCE KING SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RANCE KING SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for RANCE KING SECURITIES CORP. Comes From

Understanding the Statistics for RANCE KING SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
3737 E. Broadway, Long Beach, CA 90803-6104
Mailing Address
3737 E. Broadway, Long Beach, CA 90803-6104
Firm Size
Small
Phone Number
(562) 240-1000
Established
California since 06/29/1984
Firm Type
Corporation
Fiscal year end
January
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KING, WILLIAM RANCE JRPRESIDENT(CEO)CFO/TREASURER1309811
FREEBORN, JOHN WILLIAMDIRECTOR OF BROKER DEALER1260874
GRIFFITH, DAVID MICHAELCOUNSEL/CCO/POO1586738
KING, STEVEN SCOTTVICE-PRESIDENT- OFFICER3081854
RANCE KING SECURITIES CORP.VICE-PRESIDENT15737

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Advisor's working at RANCE KING SECURITIES CORP.

DG

David Michael Griffith

RR
CRD#: 1586738
Location:
Long Beach, CA 90803-6104
Company:
RANCE KING SECURITIES CORP.
Disclosures:
Experience:
20 years
View Profile
MM

Marilyn P Munson

RR
CRD#: 6001530
Location:
Long Beach, CA 90803-6104
Company:
RANCE KING SECURITIES CORP.
Disclosures:
Experience:
13 years
View Profile
MO

Michael John Oates

Michael Oates
RR
CRD#: 6158902
Location:
Long Beach, CA 90803-6104
Company:
RANCE KING SECURITIES CORP.
Disclosures:
Experience:
12 years
View Profile
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