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WY

William M. Young

CRITICALPOINT PARTNERS LLC
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 4205625
WY

Professional summary

William Matthew Young is a registered financial professional currently at CRITICALPOINT PARTNERS LLC located in El Segundo, California.

William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Matthew Young's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 2022 - Present

CRITICALPOINT PARTNERS LLC

Office #1: 2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245
BD
CRD#: 317345
El Segundo, CA
Past

July 2, 2013 - October 31, 2022

BA SECURITIES, LLC

BD
CRD#: 153489
MANHATTAN BEACH, CA
Past

September 27, 2000 - August 9, 2001

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(1/5/2023)
RR
California
(10/19/2022)
RR
Florida
(3/16/2023)
RR
Massachusetts
(1/30/2023)
RR
Missouri
(8/14/2024)
RR
Ohio
(12/20/2022)
RR
Texas
(1/3/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/6/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/2/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/26/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/23/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CRITICALPOINT PARTNERS LLC
CRITICALPOINT PARTNERS LLC

CRD#: 317345 / SEC#: , 8-70885

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245
Mailing Address
2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245
Phone number
(310) 321-4400
Established
California since 05/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MABRA HOLDINGS LLCMEMBER
ROMERO, MONIQUE VICTORIAFINOP/PFO/POO6712654
YOUNG, WILLIAM MATTHEWCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER4205625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRITICALPOINT PARTNERS LLC

CRD#: 317345El Segundo, CA 90245

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