JB
John P. Bennett
ALLSTATE FINANCIAL ADVISORS
Roanoke, VA 24019-4273
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CRD#: 4205056
JB
Professional summary
John Phillip Bennett is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Roanoke, Virginia and ALLSTATE FINANCIAL SERVICES, LLC located in Roanoke, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE NATIONAL ALLIANCE FOR INSURANCE EDUCATION POSITION: Faculty Instructor NATURE: Instruct on the topic of life and health insurance mainly for candidates seeking their CIC insurance designation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/11/2001 ADDRESS: 3630 North Hills Drive, Austin TX 78731, United States DESCRIPTION: Teach students on life and health insurance topics in order to prepare them for an exam they need to pass to help acheive their CIC designation GRACE INVESTMENTS POSITION: Partner NATURE: Own a 50% interest in Grace Investments which owns a small commercial office building in Leesburg, Va that is rented out to. a tenant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2002 ADDRESS: 3109 Headens Bridge Rd, Bedford VA 24524, United States DESCRIPTION: Very little time expended annually on this. I get involved if we need a new tenant, or if the tenant contacts me with any maintenance needs of the property THOMAS INSURANCE AGENCY POSITION: Financial Specialist NATURE: Service agency with financial services, including life insurance, annuities, retirement accounts INVESTMENT RELATED: No NUMBER OF HOURS: 85 SECURITIES TRADING HOURS: 85 START DATE: 01/02/2025 ADDRESS: 6711 Williamson road, Roanoke VA 24019, United States DESCRIPTION: meet with referrals from the agency to discuss their life insurance and retirement needs
CRS (Client Relationship Summary) - RIA
Click below to view John Phillip Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2025 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 6711 Williamson Rd, Roanoke, VA 24019-4273RIA
CRD#: 109524
Roanoke, VA
Current
January 2, 2025 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 6711 Williamson Rd, Roanoke, VA 24019-4273BD
CRD#: 18272
Roanoke, VA
Past
February 8, 2013 - January 3, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LEESBURG, VA
Past
February 8, 2013 - January 3, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LEESBURG, VA
Past
March 12, 2012 - February 11, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEESBURG, VA
Past
February 20, 2012 - February 11, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEESBURG, VA
Past
June 27, 2000 - February 2, 2012
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LEESBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Virginia(1/2/2025)
IAR
Virginia(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
