Bryan T. Cassells
Professional summary
Bryan Thomas Cassells, who also goes by Bryan T. Cassells, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Charlotte, North Carolina.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Bryan has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Thomas Cassells's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bryan Thomas Cassells's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1415 Vantage Park Drive Suite 250, Charlotte, NC 28203Office #2: 113-b Marine Blvd N, Jacksonville, NC 28540Office #3: 2903 Audrey Drive, Gastonia, NC 28054January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1415 Vantage Park Drive Suite 250, Charlotte, NC 28203Office #2: 113-b Marine Blvd N, Jacksonville, NC 28540Office #3: 2903 Audrey Drive, Gastonia, NC 28054March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
December 2, 2016 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
December 2, 2016 - March 1, 2019
QUESTAR CAPITAL CORPORATION
December 11, 2009 - November 30, 2016
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
December 11, 2009 - November 30, 2016
CAPITAL GUARDIAN, LLC
June 1, 2009 - December 19, 2009
MORGAN STANLEY
June 1, 2009 - December 19, 2009
MORGAN STANLEY
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 3, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
December 3, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
April 8, 2004 - December 6, 2004
MORGAN STANLEY DW INC.
November 4, 2003 - December 6, 2004
MORGAN STANLEY DW INC.
April 28, 2003 - November 5, 2003
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(11/3/2025)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(1/16/2025)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
