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WC

William H. Cooper

BLACKARCH SECURITIES LLC
CHARLOTTE, NC 28202
Some features on this profile are disabled
CRD#: 4198495
WC

Professional summary

William Harvey Cooper III is a registered financial professional currently at BLACKARCH SECURITIES LLC located in Charlotte, North Carolina.

William is registered as a RR (Registered Representative) and started their career in finance in 2002. William has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Harvey Cooper III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2011 - Present

BLACKARCH SECURITIES LLC

Office #1: 227 W. Trade Street Suite 2200, Charlotte, NC 28202Office #2: 227 W. Trade Street Suite 2200, Charlotte, NC 28202
BD
CRD#: 154250
CHARLOTTE, NC
Past

December 6, 2010 - January 6, 2011

TRANSACT CAPITAL SECURITIES, LLC

BD
CRD#: 133822
GLEN ALLEN, VA
Past

May 3, 2010 - January 5, 2011

GCP SECURITIES, INC.

BD
CRD#: 30902
HOUSTON, TX
Past

April 15, 2010 - April 28, 2010

BOURNE PARTNERS SECURITIES, LLC

BD
CRD#: 131107
CHARLOTTE, NC
Past

January 4, 2008 - April 6, 2010

FIRST CITIZENS CAPITAL SECURITIES, LLC

BD
CRD#: 41504
CHARLOTTE, NC
Past

February 16, 2005 - December 31, 2007

EVP SECURITIES, LLC

BD
CRD#: 117728
CHARLOTTE, NC
Past

May 16, 2002 - November 23, 2004

GIULIANI CAPITAL ADVISORS LLC

BD
CRD#: 111140
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(1/10/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 5/11/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/6/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BLACKARCH SECURITIES LLC
BLACKARCH SECURITIES LLC | BLACKARCH SECURITIES, LLC

CRD#: 154250 / SEC#: , 8-68621

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
227 W. Trade Street Suite 2200, Charlotte, NC 28202
Mailing Address
227 W. Trade Street Suite 2200, Charlotte, NC 28202
Phone number
(704) 414-6300
Established
North Carolina since 05/03/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKARCH PARTNERS, LLCSOLE MEMBER
EDWARDS, WILLIAM BRIANCHIEF COMPLIANCE OFFICER4368899
HAMILTON, GRANT THOMASVICE PRESIDENT/ REGISTERED PRINCIPAL4697922
HOLLOWAY, GLENN CHRISTOPHERPRESIDENT/DESIGNATED PRINCIPAL/FINOP/CFO/PFO/POO4566759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLACKARCH SECURITIES LLC

CRD#: 154250Charlotte, NC 28202

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