TD
Timothy J. Doering
G.RESEARCH
Rye, NY 10580-1435
Some features on this profile are disabled
CRD#: 4197227
TD
Professional summary
Timothy James Doering is a registered financial professional currently at G.RESEARCH, LLC located in Rye, New York and G.DISTRIBUTORS, LLC located in Rye, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timothy James Doering's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2001 - Present
G.RESEARCH, LLC
Office #1: One Corporate Center, Rye, NY 10580-1435BD
CRD#: 7353
Rye, NY
Current
October 28, 2011 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580Office #2: One Corporate Center, Rye, NY 10580-1435BD
CRD#: 155071
Rye, NY
Past
August 9, 2000 - January 22, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 9, 2000 - January 22, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/30/2020)
RR
Alaska(3/30/2020)
RR
Arizona(3/30/2020)
RR
Arkansas(3/30/2020)
RR
California(3/30/2020)
RR
Colorado(3/30/2020)
RR
Connecticut(3/13/2001)
RR
Delaware(12/16/2010)
RR
District of Columbia(3/30/2020)
RR
Florida(1/3/2011)
RR
Georgia(2/10/2020)
RR
Hawaii(5/7/2020)
RR
Idaho(5/7/2020)
RR
Illinois(12/2/2008)
RR
Indiana(3/30/2020)
RR
Iowa(3/30/2020)
RR
Kansas(12/6/2012)
RR
Kentucky(3/30/2020)
RR
Louisiana(3/30/2020)
RR
Maine(3/30/2020)
RR
Maryland(3/30/2020)
RR
Massachusetts(3/30/2020)
RR
Michigan(3/30/2020)
RR
Minnesota(3/30/2020)
RR
Mississippi(3/30/2020)
RR
Missouri(1/9/2014)
RR
Montana(3/30/2020)
RR
Nebraska(3/30/2020)
RR
Nevada(3/30/2020)
RR
New Hampshire(3/30/2020)
RR
New Jersey(8/3/2006)
RR
New Mexico(3/30/2020)
RR
New York(3/13/2001)
RR
North Carolina(3/30/2020)
RR
North Dakota(3/30/2020)
RR
Ohio(12/6/2012)
RR
Oklahoma(3/30/2020)
RR
Oregon(10/18/2016)
RR
Pennsylvania(2/10/2020)
RR
Puerto Rico(3/30/2020)
RR
Rhode Island(3/30/2020)
RR
South Carolina(3/30/2020)
RR
South Dakota(3/30/2020)
RR
Tennessee(3/30/2020)
RR
Texas(3/30/2020)
RR
Utah(3/30/2020)
RR
Vermont(3/30/2020)
RR
Virgin Islands(3/30/2020)
RR
Virginia(8/3/2006)
RR
Washington(3/30/2020)
RR
West Virginia(3/30/2020)
RR
Wisconsin(7/9/2014)
RR
Wyoming(8/14/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GL
G.DISTRIBUTORS, LLC
G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC
CRD#: 155071 / SEC#: , 8-68697
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
One Corporate Center, Rye, NY 10580-1435
Mailing Address
One Corporate Center, Rye, NY 10580-1435
Phone number
(914) 921-5000
Established
Delaware since 08/10/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
