WR
Walter L. Russell
KESTRA ADVISORY SERVICES
NEW ALBANY, OH 43054
Some features on this profile are disabled
CRD#: 4192857
WR
Professional summary
Walter Lamond Russell is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in New Albany, Ohio and KESTRA INVESTMENT SERVICES, LLC located in New Albany, Ohio.
Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Walter has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Russell & Associates, DBA Investment Related: Yes Address: P.O. Box 613 New Albany OH 43054 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Employee Start Date: 8/1/2011 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: managing assets for individuals Business Name: Russell and Company, DBA Investment Related: Yes Address: 6650 Walnut St New Albany OH 43054 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, President Start Date: 8/11/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: manage,monitor and maintain assets for individuals to help them achieve their financial goals Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Walter L Russell, Advisor Landing Page, Simple Money Tips, Investment Related: No Address: PO BOX 613 New Albany OH 43054 Nature of Business: Consulting Position, Title or Relationship: Owner Start Date: 4/20/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I'm setting up an education platform to teach financial literacy and Marketing to individuals. We are offering an educational course(s) to help be increase their knowledge in these areas.
CRS (Client Relationship Summary) - RIA
Click below to view Walter Lamond Russell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6650 Walnut St, New Albany, OH 43054RIA
CRD#: 283330
NEW ALBANY, OH
Current
October 13, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6650 Walnut St., New Albany, OH 43054BD
CRD#: 42046
New Albany, OH
Past
October 13, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
August 12, 2011 - October 20, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEW ALBANY, OH
Past
August 12, 2011 - October 20, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW ALBANY, OH
Past
October 10, 2008 - August 16, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DUBLIN, OH
Past
October 10, 2008 - August 16, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
DUBLIN, OH
Past
July 6, 2005 - October 21, 2008
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
GAHANNA, OH
Past
July 6, 2005 - October 21, 2008
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
GAHANNA, OH
Past
December 16, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
GAHANNA, OH
Past
July 28, 2000 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/13/2014)
RR
California(10/13/2014)
RR
Colorado(4/29/2015)
RR
Florida(10/13/2014)
RR
Georgia(11/3/2014)
RR
Illinois(10/14/2014)
RR
Indiana(10/21/2014)
RR
Iowa(12/13/2016)
RR
Kentucky(10/13/2014)
RR
Maryland(7/13/2023)
RR
Massachusetts(10/13/2014)
RR
Michigan(10/13/2014)
RR
Minnesota(7/31/2024)
RR
Missouri(5/11/2015)
RR
New Jersey(10/13/2014)
RR
New Mexico(3/30/2025)
RR
New York(10/13/2014)
RR
North Carolina(10/13/2014)
RR
North Dakota(9/15/2025)
RR
Ohio(10/13/2014)
IAR
Ohio(4/28/2016)
RR
Oklahoma(9/5/2023)
RR
Pennsylvania(10/13/2014)
RR
South Carolina(10/13/2014)
RR
Tennessee(6/4/2024)
RR
Texas(10/13/2014)
IAR
Texas(7/27/2023)
RR
Virginia(9/5/2024)
RR
Washington(10/13/2014)
RR
Wisconsin(3/10/2022)
RR
Wyoming(7/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
