Marc Marino

VANDERBILT SECURITIES

Tampa, FL

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CRD#: 4192552

Professional summary

Marc Marino is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Tampa, Florida.

Marc is registered as a RR (Registered Representative) and started their career in finance in 2000. Marc has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc Marino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2024 - Present

VANDERBILT SECURITIES, LLC

CRD#: 5953

Tampa, FL

Past

July 25, 2018 - October 31, 2024

EDWARD JONES

RIA

CRD#: 250

TAMPA, FL

Past

July 13, 2018 - October 31, 2024

EDWARD JONES

CRD#: 250

TAMPA, FL

Past

September 13, 2016 - July 18, 2018

SOVEREIGN GLOBAL ADVISORS LLC

RIA

CRD#: 167663

MELVILLE, NY

Past

May 29, 2014 - July 18, 2018

SOVEREIGN GLOBAL ADVISORS LLC

CRD#: 167663

MELVILLE, NY

Past

October 12, 2009 - June 5, 2014

SAXONY SECURITIES, INC.

CRD#: 115547

ST. LOUIS, MO

Past

March 1, 2007 - October 13, 2009

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MELVILLE, NY

Past

May 10, 2002 - March 1, 2007

CAPITAL SECURITIES OF AMERICA, INC.

CRD#: 36405

MELVILLE, NY

Past

January 23, 2002 - May 4, 2002

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

July 3, 2000 - February 12, 2002

SEABOARD SECURITIES, INC.

CRD#: 755

FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/14/2024)

New York
(11/14/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VANDERBILT SECURITIES, LLC

RICHARDT-ALYN & CO. | VANDERBILT SECURITIES, LLC | VANDERBILT SECURITIES

CRD#: 5953 / SEC#: , 8-16712

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Mailing Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone number

(631) 845-5100

Established

New York since 12/05/2001

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VANDERBILT CAPITAL, LLC	SOLE OWNER
ANTENOR, JR, DANIEL	CHIEF OPERATIONS OFFICER/OPTIONS/MUNI	5839052
DISTANTE, STEPHEN ALFRED	CEO - LIMITED PARTNER	2206574
PLAPP, MEGAN LYNN	FINOP, POO, PFO, CFO	6790596
THOMAS, MICHELLE DENISE	CHIEF COMPLIANCE OFFICER	2210435
TRIFILETTI, JOSEPH JOHN	PRESIDENT	5295897

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

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Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Marc Marino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc Marino's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

SOVEREIGN GLOBAL ADVISORS LLC

SOVEREIGN GLOBAL ADVISORS LLC

SAXONY SECURITIES, INC.

B. RILEY WEALTH MANAGEMENT

CAPITAL SECURITIES OF AMERICA, INC.

NATIONAL SECURITIES CORPORATION

SEABOARD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2015

Series 63

Date: 9/28/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2000

FINRA

Current Firm

VANDERBILT SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VANDERBILT SECURITIES, LLC

TRUST BUT VERIFY

Contact information

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