Thomas Meringolo
Professional Summary
Thomas Meringolo, who also goes by Tom Meringolo, Thomas Nmn Meringolo, is a registered financial advisor currently at MONEY.NET SECURITIES LLC located in New Rochelle, New York and CLICK CAPITAL MARKETS located in Scottsdale, Arizona. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 20 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Meringolo, Thomas Nmn Meringolo
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
ASTON DIEL HOLDINGS, LLC | CLICKIPO | CLICK IPO, LLC | CLICK IPO SECURITIES, LLC | CLICK CAPITAL MARKETS | ASTON DIEL SECURITIES, LLC
Contact Information
Main Address
9835 E Bell Road Suite 110, Scottsdale, AZ 85260Mailing Address
Po Box 21154, Mesa, AZ 85277Phone Number
(602) 633-4513Established
Arizona since 06/28/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/29/2022)
(12/12/2022)
(11/21/2022)
(12/5/2022)
(11/23/2022)
(11/22/2022)
(1/3/2023)
(1/16/2023)
(1/5/2023)
(12/1/2022)
(1/20/2023)
(11/28/2022)
(1/4/2023)
(2/7/2023)
(11/4/2022)
(11/21/2022)
(11/23/2022)
(12/5/2022)
(11/29/2022)
(12/5/2022)
(2/9/2023)
(11/18/2022)
(11/23/2022)
(12/21/2022)
(11/15/2022)
(1/17/2023)
(11/30/2022)
(1/5/2023)
(1/3/2023)
(2/16/2023)
(11/29/2022)
(12/1/2022)
(4/3/2025)
(11/28/2022)
(12/13/2022)
(11/28/2022)
(11/30/2022)
(1/10/2023)
(11/22/2022)
(12/5/2022)
(12/5/2022)
(1/11/2023)
(1/12/2023)
(11/4/2022)
(12/12/2022)
(1/4/2023)
(1/21/2026)
(1/4/2023)
(12/5/2022)
(12/5/2022)
(12/6/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Meringolo's CRS (Customer Relationship Summary).
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