JD
James G. Doyle
KBD SECURITIES
New Yoyk, NY 10016
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CRD#: 4189586
JD
Professional summary
James Gannon Doyle is a registered financial professional currently at KBD SECURITIES, LLC located in New Yoyk, New York and KINETICS FUNDS DISTRIBUTOR LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Gannon Doyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2010 - Present
KBD SECURITIES, LLC
Office #1: 470 Park Avenue South, New Yoyk, NY 10016Office #2: 470 Park Avenue South 8th Floor South, New York, NY 10016BD
CRD#: 104110
New Yoyk, NY
Current
September 16, 2024 - Present
KINETICS FUNDS DISTRIBUTOR LLC
Office #1: 470 Park Avenue South 8th Floor, New York, NY 10016Office #2: 470 Park Avenue South 8th Floor, New York, NY 10016BD
CRD#: 780
New York, NY
Past
December 20, 2000 - January 14, 2008
KBD SECURITIES, LLC
BD
CRD#: 104110
SLEEPY HOLLOW, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/16/2024)
RR
Alaska(9/16/2024)
RR
Arizona(9/16/2024)
RR
Arkansas(9/16/2024)
RR
California(9/16/2024)
RR
Colorado(9/16/2024)
RR
Connecticut(9/16/2024)
RR
Delaware(9/16/2024)
RR
District of Columbia(9/16/2024)
RR
Florida(9/16/2024)
RR
Georgia(9/16/2024)
RR
Hawaii(9/16/2024)
RR
Idaho(9/16/2024)
RR
Illinois(9/16/2024)
RR
Indiana(9/16/2024)
RR
Iowa(9/16/2024)
RR
Kansas(9/16/2024)
RR
Kentucky(9/16/2024)
RR
Louisiana(9/16/2024)
RR
Maine(9/16/2024)
RR
Maryland(9/16/2024)
RR
Massachusetts(9/16/2024)
RR
Michigan(9/16/2024)
RR
Minnesota(9/16/2024)
RR
Mississippi(9/16/2024)
RR
Missouri(9/16/2024)
RR
Montana(9/16/2024)
RR
Nebraska(9/16/2024)
RR
Nevada(9/16/2024)
RR
New Hampshire(9/16/2024)
RR
New Jersey(9/16/2024)
RR
New Mexico(9/16/2024)
RR
New York(1/11/2010)
RR
North Carolina(9/16/2024)
RR
North Dakota(9/16/2024)
RR
Ohio(9/17/2024)
RR
Oklahoma(9/16/2024)
RR
Oregon(9/16/2024)
RR
Pennsylvania(9/16/2024)
RR
Puerto Rico(9/16/2024)
RR
Rhode Island(9/16/2024)
RR
South Carolina(9/16/2024)
RR
South Dakota(9/16/2024)
RR
Tennessee(9/16/2024)
RR
Texas(9/16/2024)
RR
Utah(9/16/2024)
RR
Vermont(9/16/2024)
RR
Virgin Islands(9/16/2024)
RR
Virginia(9/16/2024)
RR
Washington(9/16/2024)
RR
West Virginia(9/16/2024)
RR
Wisconsin(9/16/2024)
RR
Wyoming(9/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KINETICS FUNDS DISTRIBUTOR LLC
KINETICS FUNDS DISTRIBUTOR LLC | SOUTHWEST FINANCIAL PLANNING INSTITUTE, INC. | KINETICS FUNDS DISTRIBUTOR, INC.
CRD#: 780 / SEC#: , 8-13923
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
470 Park Avenue South 8th Floor, New York, NY 10016
Mailing Address
470 Park Avenue South 8th Floor, New York, NY 10016
Phone number
(646) 495-7333
Established
Delaware since 03/17/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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