Andrea L. Demichele

KBD SECURITIES

New Yoyk, NY 10016

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CRD#: 4189159

Professional summary

Andrea Lombardo Demichele is a registered financial professional currently at KBD SECURITIES, LLC located in New Yoyk, New York.

Andrea is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrea has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrea Lombardo Demichele's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2011 - Present

KBD SECURITIES, LLC

Office #1: 470 Park Avenue South, New Yoyk, NY 10016

CRD#: 104110

New Yoyk, NY

Past

January 2, 2008 - August 11, 2010

HRC FUND ASSOCIATES, LLC

CRD#: 142846

NEW YORK, NY

Past

July 11, 2005 - January 2, 2008

PCS SECURITIES, INC.

CRD#: 47588

NEW YORK, NY

Past

January 22, 2004 - November 17, 2004

PCS SECURITIES, INC.

CRD#: 47588

NEW YORK, NY

Past

March 27, 2002 - April 28, 2003

ENDATUM SECURITIES, INC.

CRD#: 23734

SAN DIEGO, CA

Past

May 23, 2000 - March 2, 2001

ARROW INVESTMENTS, INC.

CRD#: 45936

RYE BROOK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/19/2013)

New York
(3/30/2011)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KBD SECURITIES, LLC

CRD#: 104110 / SEC#: , 8-52591

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

470 Park Avenue South 8th Floor South, New York, NY 10016

Mailing Address

470 Park Avenue South 8th Floor South, New York, NY 10016

Phone number

(914) 703-6904

Established

New York since 03/23/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HORIZON KINETICS, LLC	PARENT COMPANY
BELL, CHRISTOPHER DUNCAN	CEO, CFO, DESIGNATED PRINCIPAL, FINOP	1479836
DOYLE, JAMES GANNON	CHIEF COMPLIANCE OFFICER & DESIGNATED PRINCIPAL	4189586
KESSLEN, JAY HARRIS	GENERAL COUNSEL, SVP, AML OFFICER	4335392
WILLIAMS, ALUN L	OPERATIONS PROFESSIONAL	4331633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrea L. Demichele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrea Lombardo Demichele's CRS (Customer Relationship Summary).

Certified licenses

Experience

HRC FUND ASSOCIATES, LLC

PCS SECURITIES, INC.

PCS SECURITIES, INC.

ENDATUM SECURITIES, INC.

ARROW INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2011

Series 63

Date: 8/16/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2000

Series 24

Date: 8/8/2005

FINRA

Current Firm

KBD SECURITIES, LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KBD SECURITIES, LLC

TRUST BUT VERIFY

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