Craig D. Esposito
Professional summary
Craig D Esposito is a registered financial professional currently at STUART FRANKEL & CO., INCORPORATED located in Great Neck, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2000. Craig has worked at 3 firms and has passed the Series 63, Series 57TO, Series 62, SIE, Series 55, Series 7, Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig D Esposito's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2015 - Present
STUART FRANKEL & CO., INCORPORATED
Office #1: 60 Cutter Mill Road Suite 210, Great Neck, NY 11021February 23, 2011 - August 27, 2015
DOYLE, INC.
May 17, 2000 - March 1, 2011
TICONDEROGA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2015)
(7/15/2024)
(11/12/2015)
(3/26/2020)
(11/12/2015)
(11/12/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 1/17/2006
Limited Representative-Equity Trader ExamSeries 7A
Date: 7/26/2000
Floor Broker Representative ExamSeries 25
Date: 3/17/1999
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STUART FRANKEL & CO., INCORPORATED
CRD#: 14593 / SEC#: , 8-17419
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
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