Jeffrey M. Ferro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Mark Ferro, who also goes by Jeffrey Ferro, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2022 - June 7, 2023
FELDSTEIN FINANCIAL GROUP, LLC
November 12, 2019 - December 2, 2021
ERNST & YOUNG INVESTMENT ADVISERS LLP
April 2, 2009 - June 26, 2013
HSBC SECURITIES (USA) INC.
September 22, 2008 - February 12, 2009
BARCLAYS CAPITAL INC.
June 1, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
June 13, 2003 - May 25, 2006
ING INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/27/2022
General Securities Representative ExaminationSeries 55
Date: 1/4/2005
Limited Representative-Equity Trader ExamCurrent Firm
FELDSTEIN FINANCIAL GROUP, LLC
CRD#: 113988 / SEC#: , 8-53388
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
