Steven Feldstein
CFP®, ChFC®, CLU®Professional Summary
Steven Feldstein, CFP®, ChFC®, CLU® is a registered financial advisor currently at FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES located in Basking Ridge, New Jersey and FELDSTEIN FINANCIAL GROUP, LLC located in Basking Ridge, New Jersey. Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 8 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Investment Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
FELDSTEIN STEVEN | STEVEN FELDSTEIN & ASSOCIATES DBA STEVEN FELDSTEIN | STEVEN FELDSTEIN & ASSOCIATES | STEVEN FELDSTEIN | FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES
Contact Information
Main Address
Basking Ridge, NJPhone Number
(908) 879-9559# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
740AUM (Assets Under Management)
$160,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FELDSTEIN STEVEN | STEVEN FELDSTEIN & ASSOCIATES DBA STEVEN FELDSTEIN | STEVEN FELDSTEIN & ASSOCIATES | STEVEN FELDSTEIN | FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES
State Registrations and Notice Filings
(2/22/2002)
(3/18/2002)
(2/15/2002)
(3/15/2002)
(3/18/2002)
(3/18/2002)
(3/15/2002)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 22 — Direct Participation Programs Representative Examination
Passed Aug 1988About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1985About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Steven Feldstein's CRS (Customer Relationship Summary).
Services Offered by Steven
- Comprehensive Financial Planning
- Investment Planning
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