George R. Yeager

TRUIST ADVISORY SERVICES

BIRMINGHAM, AL 35209

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CRD#: 4186872

Professional summary

George Ray Yeager III, who also goes by George Ray Yeager, Grey Yeager, George Ray Yeager III, Gary Ray Yeager, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Birmingham, Alabama and TRUIST INVESTMENT SERVICES, INC. located in Birmingham, Alabama.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. George has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Ray Yeager | Grey Yeager | George Ray Yeager Iii | Gary Ray Yeager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OASIS COUNSELING FOR WOMEN AND CHILDREN POSITION: Treasurer NATURE: The mission of Oasis Counseling for Women and Children is to improve the quality of life for Vulnerable women, children and families by providing exceptional professional mental health care in a safe and nurturing environment INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2021 ADDRESS: Birmingham AL, United States DESCRIPTION: Review and recommend budget annually. VIRGINIA SAMFORD THEATRE POSITION: Board Member NATURE: Mission is to further the cultural opportunities for the greater Birmingham community through arts education and performances of high artistic merit in Theatre, Music and Dance. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2024 ADDRESS: Birmingham AL, United States DESCRIPTION: General board member.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Ray Yeager III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2024 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 2501 20th Place South, Birmingham, AL 35209

RIA

CRD#: 283390

BIRMINGHAM, AL

Current

September 20, 2024 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 2501 20th Pl S, Birmingham, AL 35223

CRD#: 17499

BIRMINGHAM, AL

Past

July 7, 2020 - January 18, 2022

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

July 6, 2020 - January 18, 2022

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

BIRMINGHAM, AL

Past

April 18, 2016 - July 23, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BIRMINGHAM, AL

Past

December 22, 2015 - July 23, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BIRMINGHAM, AL

Past

November 15, 2010 - July 8, 2014

MORGAN STANLEY

RIA

CRD#: 149777

BIRMINGHAM, AL

Past

September 21, 2010 - July 8, 2014

MORGAN STANLEY

CRD#: 149777

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/23/2024)

IAR

Alabama
(9/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/4/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George R. Yeager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Ray Yeager III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2016

Series 63

Date: 10/4/2010

SIE

Date: 7/23/2018

Series 7

Date: 9/20/2010

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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