YP
Yoram Porat
CETERA INVESTMENT ADVISERS LLC
TAMPA, FL 33613
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CRD#: 4185850
YP
Professional summary
Yoram Porat, who also goes by Ron Porat, Ronald Porat, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tampa, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Tampa, Florida.
Yoram is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Yoram has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Porat | Ronald Porat
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ARU BUSINESS SERVICES, P.A; INVESTMENT RELATED; CPA FIRM-ACCOUNTING TAX PRACTICE,MANAGEMENT CONSULTING; PRESIDENT/OWNER; SD:7/00; SALES PREP. OF FIN. STMTS & TAX RETURNS; 50 HR WORK WEEK; CORP: S-CORP 100% OWNED BY ME. - 7505 ALLOWAY STREET, TAMPA, FL 33625 50 HOURS PER WEEK
2) ARU; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA FOR FINANCIAL SERVICES; START 3/2015; 20-40 HOURS/WEEK DURING TRADING HOURS; OWNER
3. NAME OF OTHER BUSINESS: GO POWER INVEST, LLC
INVESTMENT RELATED: NO
ADDRESS: 6702 N. GUNLOCK AVE TAMPA FL
NATURE OF BUSINESS: PRIVATE INVESTMENT
START DATE: 5/2016
APX NUMBER OF HOURS PER WEEK: NONE
APX NUMBER OF HOURS DURING TRADING HOURS: NONE
POSITION/TITLE/RELATIONSHIP: TREASURER
BRIEF DESCRIPTION OF DUTIES: MAKE SURE INTEREST INCOME IS DIVIDED AMONG INVESTORS
CRS (Client Relationship Summary) - RIA
Click below to view Yoram Porat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2006 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 14844 N Florida Ave, Tampa, FL 33613RIA
CRD#: 105644
TAMPA, FL
Current
October 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 14844 N Florida Ave, Tampa, FL 33613BD
CRD#: 10358
TAMPA, FL
Past
June 12, 2000 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/24/2019)
RR
California(10/15/2014)
RR
Florida(10/24/2005)
IAR
Florida(6/15/2006)
RR
Georgia(1/24/2019)
RR
Indiana(1/24/2019)
RR
Kentucky(1/2/2025)
RR
Michigan(4/19/2023)
RR
Missouri(2/25/2020)
RR
Nevada(3/16/2009)
RR
New Jersey(6/8/2015)
RR
New York(1/26/2011)
RR
North Carolina(1/2/2025)
RR
Ohio(5/30/2018)
RR
Oregon(10/31/2023)
RR
Rhode Island(1/24/2019)
RR
Texas(2/13/2025)
IAR
Texas(2/13/2025)
RR
Virginia(1/24/2019)
RR
Washington(12/7/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/13/2014
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Tampa, FL 33613TRUST BUT VERIFY
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