John A. Zuzulo

STRATEGIC ADVISERS LLC

TUCKAHOE, NY

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CRD#: 4184608

Professional summary

John A Zuzulo, who also goes by John A Zuzulo, John Arthur Zuzulo, John Zuzulo, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Tuckahoe, New York and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John A Zuzulo | John Arthur Zuzulo | John Zuzulo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A Zuzulo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 900 Salem Street, Smithfield, RI 02917

RIA

CRD#: 104555

TUCKAHOE, NY

Current

July 18, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917

CRD#: 7784

Smithfield, RI

Past

September 4, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SMITHFIELD, RI

Past

January 9, 2023 - May 28, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENWICH, CT

Past

January 6, 2023 - May 28, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENWICH, CT

Past

March 11, 2022 - November 25, 2022

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

TUCKAHOE, NY

Past

March 11, 2022 - November 25, 2022

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

June 9, 2021 - March 3, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

COS COB, CT

Past

June 9, 2021 - March 3, 2022

LPL FINANCIAL LLC

CRD#: 6413

COS COB, CT

Past

March 17, 2021 - June 9, 2021

M&T SECURITIES, INC.

RIA

CRD#: 17358

COS COB, CT

Past

March 11, 2021 - June 9, 2021

M&T SECURITIES, INC.

CRD#: 17358

COS COB, CT

Past

September 22, 2015 - September 30, 2020

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

MAMARONECK, NY

Past

September 22, 2015 - September 30, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

MAMARONECK, NY

Past

February 24, 2014 - September 29, 2015

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

YONKERS, NY

Past

February 20, 2014 - September 29, 2015

HSBC SECURITIES (USA) INC.

CRD#: 19585

YONKERS, NY

Past

January 29, 2008 - February 3, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

YORKTOWN HEIGHTS, NY

Past

January 29, 2008 - February 3, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

YORKTOWN HEIGHTS, NY

Past

June 12, 2007 - January 9, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

HASTINGS, NY

Past

October 4, 2006 - January 9, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

HASTINGS, NY

Past

August 11, 2006 - October 4, 2006

BNY INVESTMENT CENTER INC.

CRD#: 47683

NEW YORK, NY

Past

May 9, 2005 - August 7, 2006

CITICORP INVESTMENT SERVICES

CRD#: 23988

BRONX, NY

Past

September 8, 2004 - May 13, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 8, 2003 - June 25, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

March 21, 2001 - June 30, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

October 3, 2000 - March 16, 2001

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/22/2024)

Alaska
(7/22/2024)

Arizona
(7/22/2024)

Arkansas
(7/22/2024)

California
(7/22/2024)

Colorado
(7/22/2024)

Connecticut
(7/22/2024)

Delaware
(7/22/2024)

District of Columbia
(7/22/2024)

Florida
(7/22/2024)

Georgia
(7/22/2024)

Hawaii
(7/22/2024)

Idaho
(7/22/2024)

Illinois
(7/22/2024)

Indiana
(7/22/2024)

Iowa
(7/22/2024)

Kansas
(7/22/2024)

Kentucky
(7/22/2024)

Louisiana
(7/22/2024)

Maine
(7/22/2024)

Maryland
(7/22/2024)

Massachusetts
(7/22/2024)

Michigan
(7/22/2024)

Minnesota
(7/22/2024)

Mississippi
(7/22/2024)

Missouri
(7/22/2024)

Montana
(7/22/2024)

Nebraska
(7/22/2024)

Nevada
(7/22/2024)

New Hampshire
(7/22/2024)

New Jersey
(7/22/2024)

New Mexico
(7/22/2024)

New York
(7/18/2024)

IAR

New York
(3/31/2025)

North Carolina
(7/22/2024)

North Dakota
(7/22/2024)

Ohio
(7/23/2024)

Oklahoma
(7/22/2024)

Oregon
(7/22/2024)

Pennsylvania
(7/22/2024)

Puerto Rico
(7/22/2024)

Rhode Island
(7/22/2024)

South Carolina
(7/22/2024)

South Dakota
(7/22/2024)

Tennessee
(7/22/2024)

Texas
(7/22/2024)

Utah
(7/22/2024)

Vermont
(7/22/2024)

Virgin Islands
(7/22/2024)

Virginia
(7/22/2024)

Washington
(7/22/2024)

West Virginia
(7/22/2024)

Wisconsin
(7/22/2024)

Wyoming
(7/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Zuzulo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John A Zuzulo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BNY INVESTMENT CENTER INC.

CITICORP INVESTMENT SERVICES

WELLS FARGO CLEARING SERVICES, LLC

QUICK & REILLY, INC.

CITICORP INVESTMENT SERVICES

PRIME CHARTER LTD.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/2007

Series 63

Date: 10/17/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2000

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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