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RN

Robert C. Nolie

PHX FINANCIAL
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 4184016
RN

Professional summary

Robert C Nolie, who also goes by Bob Carmine Nolie, Robert Carmine Nolie Mr, Robert Carmine Nolie, is a registered financial professional currently at PHX FINANCIAL, INC. located in Hauppauge, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Carmine Nolie | Robert Carmine Nolie Mr | Robert Carmine Nolie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert C Nolie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2026 - Present

PHX FINANCIAL, INC.

Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788
BD
CRD#: 144403
Hauppauge, NY
Past

October 2, 2023 - January 9, 2026

IBN FINANCIAL SERVICES, INC.

BD
CRD#: 42360
Uniondale, NY
Past

September 28, 2021 - August 31, 2023

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
COMMACK, NY
Past

December 2, 2015 - October 8, 2021

WORDEN CAPITAL MANAGEMENT LLC

BD
CRD#: 148366
Commack, NY
Past

August 25, 2014 - December 2, 2015

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
MELVILLE, NY
Past

August 13, 2013 - September 11, 2014

IAA FINANCIAL LLC

BD
CRD#: 6578
MELVILLE, NY
Past

July 2, 2012 - June 18, 2013

JOHN THOMAS FINANCIAL

BD
CRD#: 40982
NEW YORK, NY
Past

September 16, 2011 - July 3, 2012

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
HAUPPAUGE, NY
Past

April 27, 2010 - September 19, 2011

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
MELVILLE, NY
Past

May 18, 2007 - May 21, 2007

AMERICA'S CHOICE EQUITIES LLC

BD
CRD#: 135272
HAUPPAUGE, NY
Past

June 13, 2005 - May 4, 2010

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
FARMINGVILLE, NY
Past

May 20, 2005 - June 15, 2005

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

March 8, 2004 - June 14, 2005

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

April 20, 2001 - March 16, 2004

MILESTONE FINANCIAL SERVICES, INC.

BD
CRD#: 43295
BOHEMIA, NY
Past

October 19, 2000 - May 11, 2001

SEABOARD SECURITIES, INC.

BD
CRD#: 755
FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/8/2026)
RR
Arizona
(1/8/2026)
RR
California
(1/8/2026)
RR
Florida
(1/8/2026)
RR
Georgia
(1/9/2026)
RR
Illinois
(2/9/2026)
RR
Iowa
(4/7/2026)
RR
Louisiana
(1/8/2026)
RR
Maryland
(1/8/2026)
RR
Minnesota
(1/20/2026)
RR
New Jersey
(1/22/2026)
RR
New York
(1/20/2026)
RR
North Carolina
(1/22/2026)
RR
Ohio
(1/8/2026)
RR
Pennsylvania
(1/14/2026)
RR
Texas
(1/8/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PHX FINANCIAL, INC.
BLACKWALL CAPITAL MARKETS, INC. | PHX FINANCIAL, INC. | PHOENIX FINANCIAL SERVICES | GRANDVIEW CAPITAL, INC.

CRD#: 144403 / SEC#: , 8-67653

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
100 Wall Street Floor 10, New York, NY 10005
Mailing Address
100 Wall Street Floor 10, New York, NY 10005
Phone number
(212) 776-4187
Established
Florida since 12/27/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PHOENIX FINANCIAL CONSOLIDATED HOLDINGS, LPPARENT OF BROKER DEALER
CHEN, KEVINCEO4871316
GILMAN, ROBERT CRAIGFINOP - PFO1738412
MONTANA, JOSEPH RYANROSFP, MSRB PRINCIPAL5640919
OTOYA, DANIEL ORLANDOCHIEF COMPLIANCE OFFICER2208241

Disclosures

Regulatory Event4
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PHX FINANCIAL, INC.

CRD#: 144403Hauppauge, NY 11788

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