David M. Rosenberg

WEALTHWISE ADVISORS

Media, PA 19063

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CRD#: 4182235

Professional summary

David Mathew Rosenberg is a registered financial advisor currently at WEALTHWISE ADVISORS located in Media, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 9 firms and has passed the Series 65, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Mathew Rosenberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2024 - Present

WEALTHWISE ADVISORS

Office #1: 1100 North Providence Rd. Suite 100, Media, PA 19063

RIA

CRD#: 158262

Media, PA

Past

June 18, 2020 - July 30, 2021

SUMMIT SECURITIES GROUP LLC

CRD#: 159283

NEW YORK, NY

Past

April 19, 2016 - April 12, 2017

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

July 16, 2012 - April 13, 2016

SUMMIT SECURITIES GROUP LLC

CRD#: 159283

NEW YORK, NY

Past

February 14, 2012 - September 6, 2012

SAGETRADER, LLC

CRD#: 137862

ENGLEWOOD, NJ

Past

October 5, 2011 - September 5, 2012

VTRADER PRO, LLC

CRD#: 131920

SAN FRANCISCO, CA

Past

July 7, 2011 - September 20, 2011

DIMENSION TRADING GROUP, LLC

CRD#: 147929

NEW YORK, NY

Past

January 21, 2010 - May 26, 2011

VTRADER PRO, LLC

CRD#: 131920

SAN FRANCISCO, CA

Past

August 13, 2007 - March 19, 2008

SPECTRUM TRADING, LLC

CRD#: 132637

NEW YORK, NY

Past

October 21, 2003 - November 11, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

June 20, 2000 - October 21, 2003

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/1/2024

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 4/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/28/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/19/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/12/2012

General Securities Principal Examination

Current Firm

WEALTHWISE ADVISORS

WEALTHWISE ADVISORS | WEALTHWISE ADVISORS LLC

CRD#: 158262 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/7/2011 Approved)

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Contact information

Main Address

1100 North Providence Rd. Suite 100, Media, PA 19063

Mailing Address

Phone number

(610) 285-9883

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 15,705,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Rosenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Mathew Rosenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT SECURITIES GROUP LLC

T3 TRADING GROUP, LLC

SUMMIT SECURITIES GROUP LLC

SAGETRADER, LLC

VTRADER PRO, LLC

DIMENSION TRADING GROUP, LLC

VTRADER PRO, LLC

SPECTRUM TRADING, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

WORLDCO, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2024

Series 57TO

Date: 1/1/2024

SIE

Date: 4/12/2017

Series 55

Date: 7/28/2000

Series 7

Date: 6/19/2000

Series 24

Date: 7/12/2012

Current Firm

WEALTHWISE ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHWISE ADVISORS

TRUST BUT VERIFY

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