Holli M. Milliken

TRUIST ADVISORY SERVICES

COLUMBIA, SC

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CRD#: 4180707

Professional summary

Holli Michelle Milliken, CFP®, who also goes by Holli Michelle Hardaway, Michelle Hardaway, Michelle Milliken, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Columbia, South Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.

Holli is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Holli has worked at 9 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Holli Michelle Hardaway | Michelle Hardaway | Michelle Milliken

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/23/2022 - Inteletravel - Not Investment Related - Home Based - Outside/W-2 Employment - Independent Travel Agent - Start Date - 09/11/2022 - 20 Hours Per Month/0 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holli Michelle Milliken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 11, 2025 - Present

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

COLUMBIA, SC

Current

March 11, 2025 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 214 N Tryon St Fl 17 32, 33, 34, Charlotte, NC, 28202

CRD#: 17499

CHARLOTTE, NC

Past

August 1, 2017 - December 16, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

August 1, 2017 - December 16, 2024

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 15, 2017 - June 21, 2017

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

COLUMBIA, SC

Past

November 7, 2016 - June 21, 2017

FIRST CITIZENS ASSET MANAGEMENT, INC

RIA

CRD#: 140777

COLUMBIA, SC

Past

February 3, 2016 - January 20, 2017

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

COLUMBIA, SC

Past

February 3, 2016 - June 21, 2017

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

COLUMBIA, SC

Past

November 1, 2006 - February 3, 2016

FIRST CITIZENS ASSET MANAGEMENT, INC

RIA

CRD#: 140777

COLUMBIA, SC

Past

October 30, 2006 - February 3, 2016

FIRST CITIZENS SECURITIES CORPORATION

CRD#: 140161

COLUMBIA, SC

Past

March 28, 2005 - January 13, 2006

WADDELL & REED

RIA

CRD#: 866

COLUMBIA, SC

Past

March 24, 2005 - January 13, 2006

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

April 24, 2002 - February 25, 2005

AON SECURITIES LLC

CRD#: 4138

CHICAGO, IL

Past

July 10, 2000 - February 21, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/11/2025)

Alaska
(3/11/2025)

Arizona
(3/11/2025)

Arkansas
(3/11/2025)

California
(3/11/2025)

Colorado
(3/11/2025)

Connecticut
(3/11/2025)

Delaware
(3/11/2025)

District of Columbia
(3/11/2025)

Florida
(3/11/2025)

Georgia
(3/11/2025)

Hawaii
(3/11/2025)

Idaho
(3/11/2025)

Illinois
(3/11/2025)

Indiana
(3/11/2025)

Iowa
(3/11/2025)

Kansas
(3/11/2025)

Kentucky
(3/11/2025)

Louisiana
(3/11/2025)

Maine
(3/11/2025)

Maryland
(3/11/2025)

Massachusetts
(3/11/2025)

Michigan
(3/11/2025)

Minnesota
(3/11/2025)

Mississippi
(3/11/2025)

Missouri
(3/11/2025)

Montana
(3/11/2025)

Nebraska
(3/11/2025)

Nevada
(3/11/2025)

New Hampshire
(3/11/2025)

New Jersey
(3/11/2025)

New Mexico
(3/11/2025)

New York
(3/11/2025)

North Carolina
(3/11/2025)

North Dakota
(3/11/2025)

Ohio
(3/12/2025)

Oklahoma
(3/11/2025)

Oregon
(3/11/2025)

Pennsylvania
(3/11/2025)

Puerto Rico
(3/11/2025)

Rhode Island
(3/11/2025)

South Carolina
(3/11/2025)

IAR

South Carolina
(3/11/2025)

South Dakota
(3/11/2025)

Tennessee
(3/11/2025)

Texas
(3/11/2025)

Utah
(3/11/2025)

Vermont
(3/11/2025)

Virgin Islands
(3/11/2025)

Virginia
(3/11/2025)

Washington
(3/11/2025)

West Virginia
(3/11/2025)

Wisconsin
(3/11/2025)

Wyoming
(3/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/21/2014

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 12/13/2013

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/14/2013

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/11/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Holli M. Milliken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holli Michelle Milliken's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS ASSET MANAGEMENT, INC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS ASSET MANAGEMENT, INC

FIRST CITIZENS SECURITIES CORPORATION

WADDELL & REED

WADDELL & REED

AON SECURITIES LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2000

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2000

Series 27

Date: 2/21/2014

Series 53

Date: 12/13/2013

Series 4

Date: 6/14/2013

Series 24

Date: 8/11/2008

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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